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DT

Danny J. Torres

E.F. HUTTON & CO. LLC
New York, NY
Some features on this profile are disabled
CRD#: 7224075
DT

Professional summary

Danny Josue Torres is a registered financial professional currently at E.F. HUTTON & CO. LLC located in New York, New York.

Danny is registered as a RR (Registered Representative) and started their career in finance in 2023. Danny has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Danny Josue Torres's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2025 - Present

E.F. HUTTON & CO. LLC

BD
CRD#: 322687
New York, NY
Past

September 11, 2023 - December 26, 2024

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/16/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/16/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 3/31/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 9/11/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/1/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

EH
E.F. HUTTON & CO. LLC
E.F. HUTTON & CO. LLC | WH CAPITAL LLC

CRD#: 322687 / SEC#: , 8-70957

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Mailing Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Phone number
(917) 855-5924
Established
New Mexico since 06/29/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRAPPS, WILLIAM HAYWOOD JRCO-CCO, COO, FINOP, PFO, POO4189289
RALLO, JOSEPH THOMASCEO5184862
SWANSTON, DUNCAN BOSWELLPRESIDENT5402343
UPADHYAY, SNEHACO-CCO7596256

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

E.F. HUTTON & CO. LLC

CRD#: 322687New York, NY

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