CB
Christopher A. Ball
HOXTON WEALTH USA LLC
JERSEY CITY, NJ 07302
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CRD#: 7223677
CB
Professional summary
Christopher Anthony Ball is a registered financial advisor currently at HOXTON WEALTH USA LLC located in Jersey City, New Jersey.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Christopher has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hoxton Capital Management Australia Pty. Ltd, Investment Related Advisory Firm Sydney, Australia Executive Director 10/2021 to Present Approximately 5 hours a week are devoted to the firm during trading hours. Responsibilities include executive oversight regarding day to day operations and advisory services. Hoxton Capital Management FZE Investment Related Advisory Administrative Firm Abu Dhabi, UEA Executive Director 03/2018 to Present Approximately 15 hours a week are devoted to the firm during trading hours. Responsibilities include executive oversight regarding day to day operations. Hoxton Capital Management, LTD. (UK) Investment Related Advisory Firm London, United Kingdom Financial Adviser 01/2017 to Present Approximately 15 hours a week are devoted to the firm during trading hours Provide financial advisory services.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Anthony Ball's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2020 - Present
HOXTON WEALTH USA LLC
Office #1: 101 Hudson Street 21st Floor, Jersey City, NJ 07302RIA
CRD#: 307387
JERSEY CITY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HOXTON WEALTH USA LLC
HOXTON CAPITAL MANAGEMENT | HOXTON WEALTH USA LLC | HOXTON WEALTH | HOXTON CAPITAL USA | HOXTON CAPITAL MANAGEMENT USA, LLC | HOXTON CAPITAL MANAGEMENT USA LLC
CRD#: 307387 / SEC#: 801-123553
RIA
Registered Investment Advisory firm - (3/29/2022 Approved)California
Registered Investment Advisory firm - (5/4/2022 Terminated)Illinois
Registered Investment Advisory firm - (4/4/2022 Terminated)Michigan
Registered Investment Advisory firm - (4/12/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/12/2022 Terminated)Texas
Registered Investment Advisory firm - (8/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/27/2022)
IAR
Texas(4/16/2020)
Current Firm
HW
HOXTON WEALTH USA LLC
HOXTON CAPITAL MANAGEMENT | HOXTON WEALTH USA LLC | HOXTON WEALTH | HOXTON CAPITAL USA | HOXTON CAPITAL MANAGEMENT USA, LLC | HOXTON CAPITAL MANAGEMENT USA LLC
CRD#: 307387 / SEC#: 801-123553
RIA
Registered Investment Advisory firm - (3/29/2022 Approved)California
Registered Investment Advisory firm - (5/4/2022 Terminated)Illinois
Registered Investment Advisory firm - (4/4/2022 Terminated)Michigan
Registered Investment Advisory firm - (4/12/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/12/2022 Terminated)Texas
Registered Investment Advisory firm - (8/30/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
101 Hudson Street 21st Floor, Jersey City, NJ 07302
Mailing Address
111 Congress Ave Suite 500, Austin, TX 78701
Phone number
(737) 249-9620
Established
Firm type
Fiscal year end
# of Employees
74
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,150 |
| AUM (Assets Under Management) | $ 469,959,308 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
