CB
Christopher A. Ball
HOXTON WEALTH USA
Dubai,
Some features on this profile are disabled
CRD#: 7223677
CB
Christopher Anthony BallHOXTON WEALTH USA
Professional summary
Christopher Anthony Ball is a registered financial advisor currently at HOXTON WEALTH USA LLC .
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Christopher has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Investment-Related Advisory & Wealth Management Businesses > Hoxton Group International Advisory Businesses (2017-Present)> Roles include Financial Adviser, Executive Director, Chairman, Non-Executive Director, Director and/or Ultimate Beneficial Owner across affiliated Hoxton wealth management and financial advisory firms operating in the UK, UAE, Australia, Cyprus, Hong Kong, Malaysia, Vietnam, India, Mexico, Cambodia, and China. Activities include provision of financial planning and wealth management services, executive oversight, board governance, and ownership oversight. Certain entities are inactive, pre-approval, or ownership-only positions with no operational involvement. Approximately 11 hours per week total; 0 hours during securities trading hours. Entities include: 1.Hoxton Financial Consultants LLC (UAE) 2.Hoxton Capital Management (Australia) Pty Ltd 3.Hoxton Capital Management (Europe) Ltd 4.Hoxton Wealth (UK) Ltd 5.Hoxton Capital Management (UK) Ltd 6.Hoxton Wealth (DIFC) Limited 7.Hoxton Wealth (Labuan) Ltd 8.Hoxton Consulting Co. Ltd (Vietnam) 9.Hoxton Wealth India Investment Advisors Pvt Ltd 10.HW Consulting Ltd (Hong Kong/China) 11.Hoxton Wealth (Hong Kong) Limited 12.Infinity Financial Solutions Ltd (Cambodia) 13.Hoxton Wealth Latam Independiente (Mexico)_ Investment-Related Insurance, Legal, Tax & Financial Services Businesses> Hoxton Group Financial Services Affiliates (2019-Present)> Ultimate Beneficial Owner, Director, or Chairman of affiliated businesses engaged in insurance brokerage, tax advisory, legal services, risk management, financial technology, and related financial services. Activities are primarily ownership, governance oversight, and strategic supervision. No client-facing securities activities conducted through these entities. Approximately 2 hours per week total; 0 hours during trading hours. Entities include: 1.Hoxton Insurance Brokers (Europe) Ltd 2.Hoxton Risk Management LLC 3.Hoxton Tax Ltd 4.Hoxton Legal (E&W) Limited 5.Hoxton Legal Consultants Ltd 6.Hoxton Wealth Technologies Ltd 7.Wedge Fintech LLC 8.Family First Financial Services Limited 9.Holding Companies_ Private Holding Companies (2020-Present)> Director and/or Ultimate Beneficial Owner of private holding companies used for ownership of affiliated operating entities and investments. Activities are limited to ownership oversight, governance, and passive receipt of dividends/distributions. No client-facing functions or day-to-day operational responsibilities. Approximately 6 hours per week total; 0 hours during trading hours. Entities include: 1.HCM Trading Holding Ltd 2.SCB Holding UK Ltd 3.SCB IOM Holding Ltd 4.SCB UK Financial Holdings Limited_ Real Estate Holding & Property Companies> Property Holding Companies (2020-Present)> Director and/or Ultimate Beneficial Owner of property management and special purpose vehicle entities holding personal real estate investments. Activities are passive and non-investment related. No client-facing responsibilities. 0 hours during trading hours. Entities include: 1.Hoxton Property Management Ltd 2.SCB SPV1 Ltd 3.SCB SPV2 Ltd 4.SCB SPV3 Ltd_ Marketing & Internal Services Companies> Administrative and Group Services Businesses (2021-Present)> Director and/or Ultimate Beneficial Owner of affiliated companies providing internal marketing, operational support, consulting, and administrative services to the Hoxton group. Activities consist of governance oversight and strategic supervision only. Approximately 7 hours per week total; 0 hours during trading hours. Entities include: 1.Hoxton Capital Marketing Management LLC 2.Hoxton Group Services Ltd_
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Anthony Ball's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2020 - Present
HOXTON WEALTH USA LLC
Office #1: 11 & 30th Floor, The One Tower Sheikh Zayed Road, DubaiRIA
CRD#: 307387
Dubai,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HOXTON WEALTH USA LLC
HOXTON CAPITAL MANAGEMENT | HOXTON WEALTH USA LLC | HOXTON WEALTH | HOXTON CAPITAL USA | HOXTON CAPITAL MANAGEMENT USA, LLC | HOXTON CAPITAL MANAGEMENT USA LLC
CRD#: 307387 / SEC#: 801-123553
RIA
Registered Investment Advisory firm - (3/29/2022 Approved)California
Registered Investment Advisory firm - (5/4/2022 Terminated)Illinois
Registered Investment Advisory firm - (4/4/2022 Terminated)Michigan
Registered Investment Advisory firm - (4/12/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/12/2022 Terminated)Texas
Registered Investment Advisory firm - (8/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(4/27/2022)
IAR
Texas(4/16/2020)
Current Firm
HW
HOXTON WEALTH USA LLC
HOXTON CAPITAL MANAGEMENT | HOXTON WEALTH USA LLC | HOXTON WEALTH | HOXTON CAPITAL USA | HOXTON CAPITAL MANAGEMENT USA, LLC | HOXTON CAPITAL MANAGEMENT USA LLC
CRD#: 307387 / SEC#: 801-123553
RIA
Registered Investment Advisory firm - (3/29/2022 Approved)California
Registered Investment Advisory firm - (5/4/2022 Terminated)Illinois
Registered Investment Advisory firm - (4/4/2022 Terminated)Michigan
Registered Investment Advisory firm - (4/12/2022 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/12/2022 Terminated)Texas
Registered Investment Advisory firm - (8/30/2022 Terminated)Loading...
Contact information
Main Address
101 Hudson Street 21st Floor, Jersey City, NJ 07302
Mailing Address
111 Congress Ave Suite 500, Austin, TX 78701
Phone number
(737) 249-9620
Established
Firm type
Fiscal year end
# of Employees
74
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,150 |
| AUM (Assets Under Management) | $ 469,959,308 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
