Christopher Anthony Ball

Investment-Related Advisory & Wealth Management Businesses > Hoxton Group International Advisory Businesses (2017-Present)> Roles include Financial Adviser, Executive Director, Chairman, Non-Executive Director, Director and/or Ultimate Beneficial Owner across affiliated Hoxton wealth management and financial advisory firms operating in the UK, UAE, Australia, Cyprus, Hong Kong, Malaysia, Vietnam, India, Mexico, Cambodia, and China. Activities include provision of financial planning and wealth management services, executive oversight, board governance, and ownership oversight. Certain entities are inactive, pre-approval, or ownership-only positions with no operational involvement. Approximately 11 hours per week total; 0 hours during securities trading hours. Entities include: 1.Hoxton Financial Consultants LLC (UAE) 2.Hoxton Capital Management (Australia) Pty Ltd 3.Hoxton Capital Management (Europe) Ltd 4.Hoxton Wealth (UK) Ltd 5.Hoxton Capital Management (UK) Ltd 6.Hoxton Wealth (DIFC) Limited 7.Hoxton Wealth (Labuan) Ltd 8.Hoxton Consulting Co. Ltd (Vietnam) 9.Hoxton Wealth India Investment Advisors Pvt Ltd 10.HW Consulting Ltd (Hong Kong/China) 11.Hoxton Wealth (Hong Kong) Limited 12.Infinity Financial Solutions Ltd (Cambodia) 13.Hoxton Wealth Latam Independiente (Mexico)_ Investment-Related Insurance, Legal, Tax & Financial Services Businesses> Hoxton Group Financial Services Affiliates (2019-Present)> Ultimate Beneficial Owner, Director, or Chairman of affiliated businesses engaged in insurance brokerage, tax advisory, legal services, risk management, financial technology, and related financial services. Activities are primarily ownership, governance oversight, and strategic supervision. No client-facing securities activities conducted through these entities. Approximately 2 hours per week total; 0 hours during trading hours. Entities include: 1.Hoxton Insurance Brokers (Europe) Ltd 2.Hoxton Risk Management LLC 3.Hoxton Tax Ltd 4.Hoxton Legal (E&W) Limited 5.Hoxton Legal Consultants Ltd 6.Hoxton Wealth Technologies Ltd 7.Wedge Fintech LLC 8.Family First Financial Services Limited 9.Holding Companies_ Private Holding Companies (2020-Present)> Director and/or Ultimate Beneficial Owner of private holding companies used for ownership of affiliated operating entities and investments. Activities are limited to ownership oversight, governance, and passive receipt of dividends/distributions. No client-facing functions or day-to-day operational responsibilities. Approximately 6 hours per week total; 0 hours during trading hours. Entities include: 1.HCM Trading Holding Ltd 2.SCB Holding UK Ltd 3.SCB IOM Holding Ltd 4.SCB UK Financial Holdings Limited_ Real Estate Holding & Property Companies> Property Holding Companies (2020-Present)> Director and/or Ultimate Beneficial Owner of property management and special purpose vehicle entities holding personal real estate investments. Activities are passive and non-investment related. No client-facing responsibilities. 0 hours during trading hours. Entities include: 1.Hoxton Property Management Ltd 2.SCB SPV1 Ltd 3.SCB SPV2 Ltd 4.SCB SPV3 Ltd_ Marketing & Internal Services Companies> Administrative and Group Services Businesses (2021-Present)> Director and/or Ultimate Beneficial Owner of affiliated companies providing internal marketing, operational support, consulting, and administrative services to the Hoxton group. Activities consist of governance oversight and strategic supervision only. Approximately 7 hours per week total; 0 hours during trading hours. Entities include: 1.Hoxton Capital Marketing Management LLC 2.Hoxton Group Services Ltd_