Harry Niehus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Niehus was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1981. Harry had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1987 - March 1, 1988
FITZGERALD, DEARMAN & ROBERTS, INC.
March 12, 1985 - January 2, 1987
EQUITY-ONE CORPORATION
June 7, 1982 - March 11, 1985
MATTHEW R. WHITE INVESTMENT COMPANY INCORPORATED
January 19, 1981 - July 3, 1985
NORTHRIDGE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FITZGERALD, DEARMAN & ROBERTS, INC.
CRD#: 317 / SEC#: , 8-11768
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
