Donald W. Mercurio
Professional summary
Donald Will Mercurio, who also goes by Donald Louis Mercurio, Louis Donald Mercurio, Louis Mercurio, is a registered financial professional currently at TRUSTMONT FINANCIAL GROUP, INC. located in Forest Hills, New York.
Donald is registered as a RR (Registered Representative) and started their career in finance in 1981. Donald has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Donald Will Mercurio's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2021 - Present
TRUSTMONT FINANCIAL GROUP, INC.
July 12, 2021 - August 5, 2021
ALEXANDER CAPITAL, L.P.
July 5, 2013 - July 20, 2021
ARIVE CAPITAL MARKETS
March 17, 2009 - August 28, 2013
NDX TRADING, INC.
August 31, 2006 - March 13, 2009
TRADERIGHT SECURITIES, INC.
February 15, 2002 - July 18, 2006
SANDGRAIN SECURITIES LLC
September 27, 1999 - December 31, 2001
JOSEPHTHAL & CO., INC.
January 7, 1993 - September 2, 1999
OPPENHEIMER & CO. INC.
February 29, 1984 - November 17, 1992
MORGAN STANLEY DW INC.
February 28, 1984 - November 17, 1992
MORGAN STANLEY DW INC.
January 19, 1981 - February 28, 1984
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2021)
(8/2/2021)
(8/2/2021)
(8/2/2021)
(8/2/2021)
(8/2/2021)
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 8
Date: 8/8/1990
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TRUSTMONT FINANCIAL GROUP, INC.
CRD#: 18312 / SEC#: , 8-36439
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOCHINEZ, LACEY M | OWNER | 5809867 |
| DOCHINEZ, PETER DANIEL | OWNER | 6314091 |
| ABBOTT DECAROLIS, LAURA JEAN | OWNER/REGISTERED REPRESENTATIVE | 1523919 |
| DOCHINEZ, CLAUDIA ANN | OWNER | |
| DOCHINEZ, PETER DANIEL | OWNER | 1062112 |
| GIONTA, PAUL V | OWNER | |
| HEBERT, GEORGE PHILLIP | OWNER | 2309032 |
| HLADEK, ANTHONY CHARLES | PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER | 2700432 |
| PETRUCCI, MARY LOUISE | OWNER/REGISTERED REPRESENTATIVE | 2980671 |
| AULT, JAMES DANIEL | OWNER | 1439447 |
| BARZAK, DONALD JOHN | OWNER | 1856590 |
| HIXENBAUGH, MARY LYNNE | CHIEF COMPLIANCE OFFICER | 5623080 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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