Ira N. Ross

SPARTAN PLANNING GROUP

Greensboro, NC 27410

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CRD#: 722300

Professional summary

Ira N Ross is a registered financial advisor currently at SPARTAN PLANNING GROUP located in Greensboro, North Carolina.

Ira is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Ira has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ira N Ross's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2016 - Present

SPARTAN PLANNING GROUP

Office #1: 1931 New Garden Rd, Ste 220, Greensboro, NC 27410

RIA

CRD#: 166599

Greensboro, NC

Past

January 21, 2011 - May 25, 2017

UNITED ADVISORS

RIA

CRD#: 133668

BOCA RATON, FL

Past

July 31, 2009 - January 20, 2011

UNITED ADVISORS SERVICES, LLC

RIA

CRD#: 150080

NEW YORK, NY

Past

April 7, 2009 - July 1, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

NEW YORK, NY

Past

September 7, 2007 - August 13, 2008

MORGAN STANLEY INVESTMENT ADVISORS INC.

RIA

CRD#: 104525

NEW YORK, NY

Past

September 12, 2006 - August 13, 2008

MORGAN STANLEY DISTRIBUTION, INC.

CRD#: 30344

NEW YORK, NY

Past

January 19, 1981 - October 10, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPARTAN PLANNING GROUP

SPARTAN PLANNING & WEALTH MANAGEMENT | SPARTAN PLANNING GROUP | SPARTAN PLANNING & WEALTH MANAGEMENT, LLC

CRD#: 166599 / SEC#: 801-118622

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Georgia

Registered Investment Advisory firm - (6/12/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (6/10/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/30/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/25/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/17/1981

General Securities Representative Examination

Current Firm

SPARTAN PLANNING GROUP

SPARTAN PLANNING & WEALTH MANAGEMENT | SPARTAN PLANNING GROUP | SPARTAN PLANNING & WEALTH MANAGEMENT, LLC

CRD#: 166599 / SEC#: 801-118622

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Georgia

Registered Investment Advisory firm - (6/12/2020 Terminated)

North Carolina

Registered Investment Advisory firm - (6/10/2020 Terminated)

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Contact information

Main Address

1931 New Garden Rd, Ste 220, Greensboro, NC 27410

Mailing Address

Phone number

(800) 371-1292

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	962
AUM (Assets Under Management)	$ 345,129,944

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2024	Cover Page	Report
07/26/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ira N. Ross

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ira N Ross's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED ADVISORS

UNITED ADVISORS SERVICES, LLC

MUTUAL SERVICE CORPORATION

MORGAN STANLEY INVESTMENT ADVISORS INC.

MORGAN STANLEY DISTRIBUTION, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SPARTAN PLANNING GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/1992

Series 63

Date: 3/25/1981

Series 7

Date: 1/17/1981

Current Firm

SPARTAN PLANNING GROUP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SPARTAN PLANNING GROUP

TRUST BUT VERIFY

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