AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SP

Sanjana Prabhala

SIXTH STREET BD
San Francisco, CA 94129
CRD#: 7222856
Some features on this profile are disabled
SP
Sanjana PrabhalaSIXTH STREET BD

Professional summary

Sanjana Prabhala is a registered financial professional currently at SIXTH STREET BD, LLC located in San Francisco, California.

Sanjana is registered as a RR (Registered Representative) and started their career in finance in 2022. Sanjana has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sanjana Prabhala's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 2, 2026 - Present

SIXTH STREET BD, LLC

Office #1: 1 Letterman Drive Building B, Suite B6-100, San Francisco, CA 94129
BD
CRD#: 281933
San Francisco, CA
Past

August 9, 2022 - July 9, 2024

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(6/2/2026)
RR
Florida
(6/2/2026)
RR
Idaho
(6/9/2026)
RR
Illinois
(6/2/2026)
RR
Kentucky
(6/2/2026)
RR
Maryland
(6/12/2026)
RR
Massachusetts
(6/3/2026)
RR
Michigan
(6/2/2026)
RR
Minnesota
(6/2/2026)
RR
Mississippi
(6/2/2026)
RR
Missouri
(6/2/2026)
RR
Montana
(6/2/2026)
RR
Nebraska
(6/2/2026)
RR
New Jersey
(6/2/2026)
RR
Ohio
(6/2/2026)
RR
Oklahoma
(6/2/2026)
RR
Pennsylvania
(6/3/2026)
RR
South Carolina
(6/2/2026)
RR
South Dakota
(6/2/2026)
RR
Texas
(6/2/2026)
RR
Utah
(6/2/2026)
RR
Vermont
(6/2/2026)
RR
Washington
(6/2/2026)
RR
Wisconsin
(6/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/12/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/8/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SIXTH STREET BD, LLC
SIXTH STREET BD, LLC | TSSP BD, LLC

CRD#: 281933 / SEC#: , 8-69697

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information

Main Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Mailing Address
888 Seventh Avenue 41st Floor, New York, NY 10106
Phone number
+1 (212) 405-8418
Established
Delaware since 01/26/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIXTH STREET OPPORTUNITIES ADVISERS HOLDINGS, LLCMEMBER
SIXTH STREET PARTNERS II MANAGEMENT COMPANY, L.P.MEMBER
CHEN, DAVID ERICCHIEF COMPLIANCE OFFICER5679045
D'ARCY, BRIAN EDWARDCO-CHIEF EXECUTIVE OFFICER4972383
SIMMONDS, IAN TIMOTHYCO-CHIEF EXECUTIVE OFFICER5028367
TSSP HOLDCO MANAGEMENT, LLCMANAGING MEMBER
WANEK, DANIEL LOUISCHIEF FINANCIAL OFFICER/FINOP, POO, PFO6534764

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIXTH STREET BD, LLC

CRD#: 281933San Francisco, CA 94129

TRUST BUT VERIFY

Monitor Sanjana Prabhala

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AR
Alan RubenfeldAdvisorCheck Check Mark
DWS DISTRIBUTORS, INC.
RR
NEW YORK, NY
Hatem Ben Dhiab
Hatem DhiabAdvisorCheck Check Mark
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
IAR
SANTA MONICA, CA
Alyssa Marie Jarman
Alyssa JarmanAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
BELLEVUE, WA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.