AO
Anthony L. Ozuna
SIERRA MANAGEMENT GROUP
Reno, NV 89511-5200
Some features on this profile are disabled
CRD#: 7222427
AO
Professional summary
Anthony Lucas Ozuna, who also goes by Anthony L Ozuna, is a registered financial advisor currently at SIERRA MANAGEMENT GROUP located in Reno, Nevada.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Anthony has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony L Ozuna
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. D&A TAX LLC, DBA SIERRA MANAGEMENT GROUP. 5255 LONGLEY LANE, SUITE 101, RENO, NV 89511. START DATE-1/1/20. NOT INVESTMENT-RELATED. TAX CONSULTING AND PREPARATION OF FEDERAL AND STATE INCOME TAX RETURNS FOR INDIVIDUALS, PARTNERSHIPS, CORPORATIONS, TRUSTS AND ESTATES. POSITION-MANAGER OF MEMBER. 64 HOURS PER MONTH, 48 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 2. D&A MANAGEMENT, LLC, DBA SIERRA MANAGEMENT GROUP. 5255 LONGLEY LANE, STE. 101, RENO, NV 89511. START DATE-1/1/20. EXECUTIVE MANAGEMENT OF SELF-STORAGE FACILITIES. POSITION-MANAGER OF MEMBER. 8 HOURS PER MONTH; 4 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 3. LONGLEY CORNERS, NOT INVESTMENT-RELATED, 5255 LONGLEY LANE, RENO, NV 89511, OPERATION OF SELF-STORAGE FACILITY, POSITION: MEMBER. START DATE: 9/4/24. 10 HOURS PER MONTH; 6 HOURS DURING SECURITIES TRADING HOURS. 4. SOUTH MEADOWS RV & BOAT STORAGE LLC. 5255 LONGLEY LANE, STE. 101, RENO, NV 89511. START-6/8/21. NOT INVESTMENT-RELATED. DEVELOPMENT AND OPERATIONS OF SELF-STORAGE FACILITIES. POSITION-MEMBER. 10 HOURS PER MONTH. 6 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 5. MINDEN RV & BOAT STORAGE LLC, PHYSICAL ADDRESS: 1701 BUCKEYE RD. MINDEN, NV 89425, CORPORATE HEADQUARTERS: 5255 LONGLEY LANE, STE. 101, RENO, NV 89511, NOT INVESTMENT-RELATED. DEVELOPMENT AND OPERATIONS OF SELF-STORAGE FACILITIES. POSITION-MEMBER. START DATE-06/06/2023. 10 HOURS PER MONTH. 6 HOURS PER MONTH DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Lucas Ozuna's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 21, 2020 - Present
SIERRA MANAGEMENT GROUP
Office #1: 5255 Longley Lane Suite 101, Reno, NV 89511-5200RIA
CRD#: 307227
Reno, NV
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nevada(7/21/2020)
IAR
Texas(9/25/2020)
Current Firm
SM
SIERRA MANAGEMENT GROUP
D&A ADVISORS, LLC | SIERRA MANAGEMENT GROUP
CRD#: 307227 / SEC#:
Nevada
Registered Investment Advisory firm - (6/8/2020 Approved)Texas
Registered Investment Advisory firm - (9/23/2020 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5255 Longley Lane Suite 101, Reno, NV 89511-5200
Mailing Address
Phone number
(775) 284-2552
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 222 |
| AUM (Assets Under Management) | $ 100,948,153 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
