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Daniel E Carter

SIERRA MANAGEMENT GROUP

RENO, NV

·CRD# 7222426·6 years experience

Professional Summary

Daniel E Carter, who also goes by Daniel Carter, is a registered financial advisor currently at SIERRA MANAGEMENT GROUP located in Reno, Nevada. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Daniel has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Carter

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

SIERRA MANAGEMENT GROUP·CRD# 307227

RIA

5255 Longley Lane Suite 101, Reno, NV 89511-5200

July 8, 2020 - Present

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Current Firm

SM

SIERRA MANAGEMENT GROUP

D&A ADVISORS, LLC | SIERRA MANAGEMENT GROUP

CRD#: 307227 / SEC#: 801-135874

RIA

Registered Investment Advisory firm - SEC (6/4/2026 Approved)

Nevada

Registered Investment Advisory firm - Nevada (6/8/2026 Terminated)

Texas

Registered Investment Advisory firm - Texas (6/8/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

5255 Longley Lane Suite 101, Reno, NV 89511-5200

Phone Number

(775) 284-2552

# of Employees

2

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIERRA MANAGEMENT GROUP ADV BROCHURE (3/17/2026)

Regulatory Assets Under Management

Total Number of Accounts

264

AUM (Assets Under Management)

$127,071,586

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. D&A TAX, LLC, DBA SIERRA MANAGEMENT GROUP. 5255 LONGLEY LANE, STE. 101, RENO, NV 89511. START DATE 1/1/20. NOT INVESTMENT-RELATED. TAX CONSULTING AND PREPARATION OF FEDERAL AND STATE INCOME TAX RETURNS FOR INDIVIDUALS, PARTNERSHIPS, CORPORATIONS, TRUSTS AND ESTATES. POSITION-MANAGER OF MEMBER. 64 HOURS PER MONTH. 48 HOURS DURING SECURITIES TRADING HOURS. 2. D&A MANAGEMENT, LLC, DBA SIERRA MANAGEMENT GROUP. 5255 LONGLEY LANE, STE. 101, RENO, NV 89511. START-1/1/20. NOT INVESTMENT-RELATED. EXECUTIVE MANAGEMENT OF SELF-STORAGE FACILITIES. POSITION-MANAGER OF MEMBER. 8 HOURS PER MONTH. 4 HOURS DURING SECURITIES TRADING HOURS. 3. LONGLEY CORNERS, NOT INVESTMENT-RELATED, 5255 LONGLEY LANE, RENO, NV 89511, OPERATION OF SELF-STORAGE FACILITY, POSITION: MEMBER. START DATE: 9/4/24. 10 HOURS PER MONTH; 6 HOURS DURING SECURITIES TRADING HOURS. 4. SOUTH MEADOWS RV & BOAT STORAGE LLC. 5255 LONGLEY LANE, STE. 101, RENO, NV 89511. START-6/8/21. NOT INVESTMENT-RELATED. DEVELOPMENT AND OPERATIONS OF SELF-STORAGE FACILITIES. POSITION-MEMBER. 10 HOURS PER MONTH. 6 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 5. MINDEN RV & BOAT STORAGE LLC, PHYSICAL ADDRESS: 1701 BUCKEYE RD. MINDEN, NV 89425, CORPORATE HEADQUARTERS: 5255 LONGLEY LANE, STE. 101, RENO, NV 89511, NOT INVESTMENT-RELATED. DEVELOPMENT AND OPERATIONS OF SELF-STORAGE FACILITIES. POSITION-MEMBER. START DATE-06/06/2023. 10 HOURS PER MONTH. 6 HOURS PER MONTH DURING SECURITIES TRADING HOURS. 6. CAUGHLIN STORAGE, LLC, NOT INVESTMENT-RELATED, 4495 PINEHAVEN CT. RENO, NV 89519. OPERATION OF SELF-STORAGE FACILITY. POSITION: MEMBER. START DATE: 1/1/21. 10 HOURS PER MONTH. 6 HOURS DURING SECURITIES TRADING HOURS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SM

SIERRA MANAGEMENT GROUP

D&A ADVISORS, LLC | SIERRA MANAGEMENT GROUP

CRD#: 307227 / SEC#: 801-135874

RIA

Registered Investment Advisory firm - SEC (6/4/2026 Approved)

Nevada

Registered Investment Advisory firm - Nevada (6/8/2026 Terminated)

Texas

Registered Investment Advisory firm - Texas (6/8/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Nevada
(7/8/2020)

IAR

Texas
(9/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2019About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Daniel E Carter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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