Stephen R. Saal

VIRGINIA WEALTH MANAGEMENT GROUP

Virginia Beach, VA 23462

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CRD#: 722237

Professional summary

Stephen Raymond Saal, who also goes by Stephen R Saal, is a registered financial advisor currently at VIRGINIA WEALTH MANAGEMENT GROUP, INC. located in Virginia Beach, Virginia.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Stephen has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen R Saal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

VWMG PARTNERS, LLC; INV RELATED; VIRGINIA BEACH, VA; 50% OWNER; START: 04/2022; 4 HOURS PER MONTH/0 DURING TRADING; DUTIES: OWNER

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Raymond Saal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2021 - Present

VIRGINIA WEALTH MANAGEMENT GROUP, INC.

Office #1: 4460 Corporation Lane Suite 180, Virginia Beach, VA 23462

RIA

CRD#: 311248

Virginia Beach, VA

Past

May 5, 2006 - February 12, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

VIRGINIA BEACH, VA

Past

May 5, 2006 - February 12, 2021

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

VIRGINIA BEACH, VA

Past

June 21, 2002 - May 5, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NORFOLK, VA

Past

June 15, 2002 - May 5, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NORFOLK, VA

Past

October 1, 1997 - June 21, 2002

WACHOVIA SECURITIES, INC.

RIA

CRD#: 431

VIRGINIA BEACH, VA

Past

September 17, 1997 - June 15, 2002

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

December 21, 1987 - September 23, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 26, 1984 - January 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

January 19, 1981 - May 29, 1984

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIRGINIA WEALTH MANAGEMENT GROUP, INC.

CRD#: 311248 / SEC#: 801-119854

RIA

Registered Investment Advisory firm - (11/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/11/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/13/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/24/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/17/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/22/2006

General Securities Principal Examination

Current Firm

VIRGINIA WEALTH MANAGEMENT GROUP, INC.

CRD#: 311248 / SEC#: 801-119854

RIA

Registered Investment Advisory firm - (11/23/2020 Approved)

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Contact information

Main Address

4460 Corporation Lane Suite 180, Virginia Beach, VA 23462

Mailing Address

Phone number

(757) 963-1823

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VIRGINIA WEALTH MANAGEMENT GROUP FORM ADV PART 2A BROCHURE (10/30/2025)

VIRGINIA WEALTH MANAGEMENT GROUP FORM ADV PART 2A APPENDIX 1 WRAP BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	379
AUM (Assets Under Management)	$ 349,092,148

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen R. Saal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Raymond Saal's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WACHOVIA SECURITIES, INC.

WACHOVIA SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

E. F. HUTTON & COMPANY INC

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

VIRGINIA WEALTH MANAGEMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/1992

Series 63

Date: 2/13/1981

SIE

Date: 10/1/2018

Series 3

Date: 2/24/1983

Series 7

Date: 1/17/1981

Series 24

Date: 8/22/2006

Current Firm

VIRGINIA WEALTH MANAGEMENT GROUP, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIRGINIA WEALTH MANAGEMENT GROUP, INC.

TRUST BUT VERIFY

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