AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DM

David L. Monday

COMMONWEALTH RETIREMENT INVESTMENTS LLC
RICHMOND, VA 23235
Some features on this profile are disabled
CRD#: 722234
DM

Professional summary

David Lee Monday is a registered financial advisor currently at COMMONWEALTH RETIREMENT INVESTMENTS LLC located in Richmond, Virginia.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. David has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 8 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)DAVID MONDAY, 7100 FOREST AVENUE ? SUITE 304 RICHMOND, VA 23236 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS TRADITIONAL LIFE INSURANCE PRODUCTS START DATE: 12/2012 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS:4 2)COMMONWEALTH RETIREMENT ADVISORS,LLC 7100 FOREST AVENUE SUITE 304, RICHMOND, VA 23226 CATEGORY: LEGAL ENTITY INVESTMENT-RELATED: NO TITLE: CHAIRMAN DUTIES: ADMINISTRATIVE DUTIES, ASSIST IN DEVELOPING AND SERVICING ACCOUNTS START DATE: 1/204 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lee Monday's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 17, 2020 - Present

COMMONWEALTH RETIREMENT INVESTMENTS LLC

Office #1: 9030 Stony Point Parkway Suite 470, Richmond, VA 23235
RIA
CRD#: 285998
RICHMOND, VA
Past

January 27, 2017 - December 31, 2019

COMMONWEALTH RETIREMENT INVESTMENTS LLC

RIA
CRD#: 285998
RICHMOND, VA
Past

February 8, 2012 - January 24, 2017

OSAIC FA, INC.

RIA
CRD#: 3978
RICHMOND, VA
Past

January 3, 2012 - January 24, 2017

OSAIC FA, INC.

BD
CRD#: 3978
RICHMOND, VA
Past

October 18, 2007 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

August 19, 2004 - August 16, 2011

FIRST CLEARING, LLC

BD
CRD#: 17344
RICHMOND, VA
Past

March 25, 2004 - June 17, 2005

WEXFORD CLEARING SERVICES, LLC

BD
CRD#: 39310
NEW YORK, NY
Past

October 1, 1999 - August 16, 2011

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
RICHMOND, VA
Past

January 17, 1991 - August 16, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
RICHMOND, VA
Past

January 19, 1981 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
COMMONWEALTH RETIREMENT INVESTMENTS LLC
COMMONWEALTH RETIREMENT ADVISORS | CRA INVESTMENTS LLC | COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD#: 285998 / SEC#: 801-108783

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(1/17/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/18/2012
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/24/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/24/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/17/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 2/25/1998
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 24
Date: 3/8/1990
General Securities Principal Examination

Current Firm

CR
COMMONWEALTH RETIREMENT INVESTMENTS LLC
COMMONWEALTH RETIREMENT ADVISORS | CRA INVESTMENTS LLC | COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD#: 285998 / SEC#: 801-108783

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9030 Stony Point Parkway Suite 470, Richmond, VA 23235
Mailing Address
Phone number
(804) 282-1238
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM PROGRAM BROCHURE (8/28/2025)

Regulatory assets under management

Total Number of Accounts943
AUM (Assets Under Management)$ 306,228,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMMONWEALTH RETIREMENT INVESTMENTS LLC

CRD#: 285998Richmond, VA 23235

TRUST BUT VERIFY

Monitor David Monday

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Karen Anne Jones
Karen JonesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Richmond, VA
JM
Joseph McveyAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Powhatan, VA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.