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Cooper James Casillas

Cooper J. Casillas

CANAL CAPITAL MANAGEMENT
Richmond, VA 23219
Some features on this profile are disabled
CRD#: 7222133
Cooper James Casillas

Professional summary

Cooper James Casillas, CFP®, who also goes by Cooper Casillas, is a registered financial advisor currently at CANAL CAPITAL MANAGEMENT, LLC located in Richmond, Virginia.

Cooper is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Cooper has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cooper Casillas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cooper James Casillas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2023

Experience

Current

February 2, 2026 - Present

CANAL CAPITAL MANAGEMENT, LLC

Office #1: 9 South 5th Street, Richmond, VA 23219
RIA
CRD#: 164971
Richmond, VA
Past

February 24, 2020 - September 9, 2025

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
Midlothian, VA
Past

February 4, 2020 - September 9, 2025

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Richmond, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CANAL CAPITAL MANAGEMENT, LLC
CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA
Registered Investment Advisory firm - (8/21/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/2/2026)
IAR
Virginia
(2/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/24/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/4/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/23/2019
Securities Industry Essentials Examination

Current Firm

CC
CANAL CAPITAL MANAGEMENT, LLC
CANAL CAPITAL MANAGEMENT | CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971 / SEC#: 801-77036

RIA
Registered Investment Advisory firm - (8/21/2012 Approved)
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Contact information

Main Address
9 South 5th Street, Richmond, VA 23219
Mailing Address
Phone number
(804) 325-1450
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CANAL CAPITAL MANAGEMENT ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts1,870
AUM (Assets Under Management)$ 1,200,435,021

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CANAL CAPITAL MANAGEMENT, LLC

CRD#: 164971Richmond, VA 23219

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