Kelly R. Fradet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Robert Fradet, who also goes by Kelly R Fradet, was a registered financial advisor .
Kelly is a previously registered financial advisor and started their career in finance in 1981. Kelly had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2006 - December 31, 2006
AMERIVEST ADVISORY CORP
January 4, 1999 - February 17, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 4, 1997 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
September 1, 1995 - June 10, 1997
CANTELLA & CO., INC.
June 5, 1995 - August 23, 1995
NATIONAL SECURITIES CORPORATION
April 14, 1994 - December 31, 2005
AMERIVEST ADVISORY CORP
March 16, 1993 - June 5, 1995
G.R. STUART & COMPANY, INC.
July 14, 1992 - March 16, 1993
FINANCIAL SECURITIES NETWORK,INC.
December 6, 1991 - June 18, 1992
COMMONWEALTH FINANCIAL NETWORK
October 11, 1991 - November 21, 1991
MML INVESTORS SERVICES, LLC
May 15, 1987 - September 23, 1991
BLUESTONE CAPITAL CORP.
September 24, 1984 - June 3, 1987
ADVEST, INC.
October 25, 1983 - October 4, 1984
GLEACHER & COMPANY SECURITIES, INC.
January 19, 1981 - October 20, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
