Cole Gennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cole Gennett, who also goes by Cole Alexander Gennett, was a registered financial professional .
Cole is a previously registered financial professional and started their career in finance in 2021. Cole had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2024 - August 17, 2026
VIRTUS INVESTMENT ADVISERS, LLC
June 25, 2024 - August 17, 2026
VP DISTRIBUTORS LLC
March 17, 2022 - January 5, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 25, 2022 - January 5, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 2021 - September 16, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VIRTUS INVESTMENT ADVISERS, LLC
CRD#: 106982 / SEC#: 801-5995
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/30/2021
General Securities Representative ExaminationCurrent Firm
VIRTUS INVESTMENT ADVISERS, LLC
CRD#: 106982 / SEC#: 801-5995
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 53,982,609,839 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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