Matthew D. Springer
Professional summary
Matthew Dennis Springer, CFP®, who also goes by Matt Springer, Matthew D. Springer, is a registered financial advisor currently at WEALTH ADVISORS OF IOWA, LLC located in West Des Moines, Iowa.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Matthew has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Dennis Springer's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
March 10, 2022 - Present
WEALTH ADVISORS OF IOWA, LLC
Office #1: 1601 West Lakes Parkway Suite 200, West Des Moines, IA 50266March 18, 2021 - March 24, 2022
CHARLES SCHWAB & CO., INC.
March 18, 2021 - March 24, 2022
CHARLES SCHWAB & CO., INC.
June 17, 2020 - February 17, 2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
WEALTH ADVISORS OF IOWA, LLC
CRD#: 115088 / SEC#: 801-118210
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/10/2022)
Exams
Series 7TO
Date: 6/17/2020
General Securities Representative ExaminationCurrent Firm
WEALTH ADVISORS OF IOWA, LLC
CRD#: 115088 / SEC#: 801-118210
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,203 |
| AUM (Assets Under Management) | $ 453,096,614 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH ADVISORS OF IOWA, LLC
CRD#: 115088West Des Moines, IA 50266TRUST BUT VERIFY
Monitor Matthew Springer
Get automatic monthly alerts on:
