Jorge L. Rivas Padilla
Professional summary
Jorge Luis Rivas Padilla, who also goes by Jorge Luis Rivas Padilla, is a registered financial advisor currently at BBVA GLOBAL WEALTH ADVISORS, INC. located in Houston, Texas.
Jorge is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jorge has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jorge Luis Rivas Padilla's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2024 - Present
BBVA GLOBAL WEALTH ADVISORS, INC.
Office #1: 1980 Post Oak Blvd Suite 100, Houston, TX 77056-3845January 13, 2022 - November 30, 2023
PNC MANAGED ACCOUNT SOLUTIONS, INC.
September 17, 2021 - November 30, 2023
PNC WEALTH MANAGEMENT LLC
February 26, 2020 - December 31, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.
February 4, 2020 - September 17, 2021
BBVA SECURITIES INC.
Primary Firm SEC Registration
BBVA GLOBAL WEALTH ADVISORS, INC.
CRD#: 327326 / SEC#: 801-129582
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/1/2024)
(4/30/2024)
Exams
Series 7TO
Date: 1/27/2020
General Securities Representative ExaminationCurrent Firm
BBVA GLOBAL WEALTH ADVISORS, INC.
CRD#: 327326 / SEC#: 801-129582
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 665 |
| AUM (Assets Under Management) | $ 1,208,850,630 |
Red Flags
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