Stanley K. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Kenneth Evans, AIF®, who also goes by Stan Evans, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1981. Stanley had worked at 9 firms and has passed the Series 63, Series 65, Series 3, Series 7, Series 22, Series 6, Series 23 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 26, 2023 - December 31, 2025
EVANS WEALTH MANAGEMENT
July 12, 2012 - March 21, 2023
EVANS WEALTH MANAGEMENT
December 7, 2011 - April 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 6, 2011 - April 4, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 2009 - April 19, 2011
THE HUNTINGTON INVESTMENT COMPANY
June 17, 2009 - April 19, 2011
THE HUNTINGTON INVESTMENT COMPANY
December 9, 2008 - June 15, 2009
WELLS FARGO CLEARING SERVICES, LLC
December 4, 2008 - June 15, 2009
WELLS FARGO CLEARING SERVICES, LLC
November 13, 2006 - August 7, 2008
WELLS FARGO CLEARING SERVICES, LLC
November 9, 2006 - August 7, 2008
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - February 9, 2006
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - February 9, 2006
WELLS FARGO CLEARING SERVICES, LLC
February 19, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
February 15, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
January 22, 1993 - February 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 20, 1983 - February 16, 1993
FIFTH THIRD SECURITIES, INC.
January 16, 1981 - March 9, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
January 16, 1981 - March 9, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
January 16, 1981 - March 9, 1983
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
EVANS WEALTH MANAGEMENT
CRD#: 164320 / SEC#: 801-127743
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/3/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EVANS WEALTH MANAGEMENT
CRD#: 164320 / SEC#: 801-127743
Contact information
Regulatory assets under management
| Total Number of Accounts | 665 |
| AUM (Assets Under Management) | $ 122,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
