Stanley K. Evans

EVANS WEALTH MANAGEMENT

Gallipolis, OH 45631

Some features on this profile are disabled

CRD#: 722071

Professional summary

Stanley Kenneth Evans, AIF®, who also goes by Stan Evans, is a registered financial advisor currently at EVANS WEALTH MANAGEMENT located in Gallipolis, Ohio.

Stanley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Stanley has worked at 9 firms and has passed the Series 63, Series 65, Series 3, Series 7, Series 22, Series 6, Series 23 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stan Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

STAN EVANS LIVES AND WORKS ON HIS FAMILY FARM AND ASSUCH EARNS PROFITS FROM GROWING GRAINS EACH YEAR. THIS OUTSIDE BUSINESS ACTIVITY PRODUCES NO CONFLICT OF INTEREST WITH ADVISORY CLIENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Kenneth Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 26, 2023 - Present

EVANS WEALTH MANAGEMENT

Office #1: 300 Second Avenue Suite D, Gallipolis, OH 45631

RIA

CRD#: 164320

Gallipolis, OH

Past

July 12, 2012 - March 21, 2023

EVANS WEALTH MANAGEMENT

RIA

CRD#: 164320

GALLIPOLIS, OH

Past

December 7, 2011 - April 4, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

December 6, 2011 - April 4, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Past

June 17, 2009 - April 19, 2011

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

COLUMBUS, OH

Past

June 17, 2009 - April 19, 2011

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

December 9, 2008 - June 15, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

INDIANPOLIS, IN

Past

December 4, 2008 - June 15, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

INDIANPOLIS, IN

Past

November 13, 2006 - August 7, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PITTSBURGH, PA

Past

November 9, 2006 - August 7, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PITTSBURGH, PA

Past

July 1, 2003 - February 9, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MARION, OH

Past

July 1, 2003 - February 9, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MARION, OH

Past

February 19, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

COLUMBUS, OH

Past

February 15, 2002 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

January 22, 1993 - February 8, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 20, 1983 - February 16, 1993

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

January 16, 1981 - March 9, 1983

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

January 16, 1981 - March 9, 1983

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

January 16, 1981 - March 9, 1983

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVANS WEALTH MANAGEMENT

EVANS WEALTH MANAGEMENT | STAN EVANS WEALTH MANAGEMENT, LLC DBA EVANS WEALTH MANAGEMENT | STAN EVANS FINANCIAL PLANNING, LLC

CRD#: 164320 / SEC#: 801-127743

RIA

Registered Investment Advisory firm - (6/29/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (12/31/2013 Terminated)

Ohio

Registered Investment Advisory firm - (7/27/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/3/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/26/2023)

IAR

West Virginia
(7/28/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/15/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/5/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 5/4/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/16/1983

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 5/26/1982

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/9/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 23

Date: 7/21/2010

General Securities Principal Sales Supervisor

Principal/Supervisory Exam

Series 8

Date: 8/3/1990

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

EVANS WEALTH MANAGEMENT

EVANS WEALTH MANAGEMENT | STAN EVANS WEALTH MANAGEMENT, LLC DBA EVANS WEALTH MANAGEMENT | STAN EVANS FINANCIAL PLANNING, LLC

CRD#: 164320 / SEC#: 801-127743

RIA

Registered Investment Advisory firm - (6/29/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (12/31/2013 Terminated)

Ohio

Registered Investment Advisory firm - (7/27/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/3/2012 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

300 Second Avenue Suite D, Gallipolis, OH 45631

Mailing Address

Phone number

(740) 446-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STAN EVANS (2/12/2024)

ADV PART 2A 2024 (2/12/2024)

ADV PART 1A (2/12/2024)

Regulatory assets under management

Total Number of Accounts	665
AUM (Assets Under Management)	$ 122,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Bradley Searles

J.P. MORGAN SECURITIES LLC

NEW YORK, NY

Thomas Acerra

LPL FINANCIAL LLC

IAR

RED BANK, NJ

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stanley K. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stanley Kenneth Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

EVANS WEALTH MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

THE HUNTINGTON INVESTMENT COMPANY

THE HUNTINGTON INVESTMENT COMPANY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIFTH THIRD SECURITIES, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

EVANS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 8/15/2005

Series 65

Date: 2/5/1996

Series 3

Date: 5/4/2002

Series 7

Date: 4/16/1983

Series 22

Date: 5/26/1982

Series 6

Date: 1/9/1981

Series 23

Date: 7/21/2010

Series 8

Date: 8/3/1990

Current Firm

EVANS WEALTH MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVANS WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors