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Ronald L. Pritts

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CRD#: 722068
RP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ronald Lynn Pritts, who also goes by Ronald L Pritts, was a registered financial professional .

Ronald is a previously registered financial professional and started their career in finance in 1981. Ronald had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ronald L Pritts

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 22, 2005 - November 30, 2006

CAPITAL MANAGEMENT PARTNERS, LLC

RIA
CRD#: 129247
PEABODY, MA
Past

December 7, 2002 - December 31, 2014

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
PEABODY, MA
Past

November 4, 2002 - December 31, 2014

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
PEABODY, MA
Past

October 9, 2001 - November 4, 2002

DETWILER FENTON & CO.

BD
CRD#: 1794
BOSTON, MA
Past

March 27, 1995 - October 9, 2001

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

August 30, 1993 - March 22, 1995

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT
Past

January 26, 1981 - August 30, 1993

VP DISTRIBUTORS LLC

BD
CRD#: 3036
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/17/2002
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/18/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

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