Lucas C. Lloyd

LLOYD FINANCIAL GROUP LLC

UNION, KY 41091

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CRD#: 7220671

Professional summary

Lucas Conner Lloyd, who also goes by Luke Lloyd, is a registered financial advisor currently at LLOYD FINANCIAL GROUP LLC located in Union, Kentucky.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Lucas has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luke Lloyd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Investment-related; Union, Kentucky 41091; License maintained for insurance sales and implementation of insurance recommendations; No activity conducted; 0 hours per month, 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Conner Lloyd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 27, 2025 - Present

LLOYD FINANCIAL GROUP LLC

Office #1: 9936 Old Union Rd., Union, KY 41091

RIA

CRD#: 335332

UNION, KY

Past

May 28, 2020 - March 14, 2025

STRATEGIC WEALTH PARTNERS, LTD.

RIA

CRD#: 148586

INDEPENDENCE, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/22/2025)

IAR

Kentucky
(5/27/2025)

IAR

Ohio
(6/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/28/2020

Uniform Investment Adviser Law Examination

Current Firm

LLOYD FINANCIAL GROUP LLC

CRD#: 335332 / SEC#:

Florida

Registered Investment Advisory firm - (9/22/2025 Approved)

Kentucky

Registered Investment Advisory firm - (5/27/2025 Approved)

Ohio

Registered Investment Advisory firm - (3/12/2025 Approved)

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Contact information

Main Address

9936 Old Union Rd., Union, KY 41091

Mailing Address

Phone number

(661) 556-9334

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lucas C. Lloyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Conner Lloyd's CRS (Customer Relationship Summary).

Certified licenses

Experience

LLOYD FINANCIAL GROUP LLC

STRATEGIC WEALTH PARTNERS, LTD.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/28/2020

Current Firm

LLOYD FINANCIAL GROUP LLC

Contact information

Documents

Red Flags

Company Information

LLOYD FINANCIAL GROUP LLC

TRUST BUT VERIFY

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