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Robert B. Tamkin

SHRIER ASSOCIATES
MILTON, MA
Some features on this profile are disabled
CRD#: 722053
RT

Professional summary


Robert Bruce Tamkin MR., who also goes by Bob Tamkin, Robert B. Tamkin, is a registered financial advisor currently at SHRIER ASSOCIATES, LLC located in Milton, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Robert has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Bob Tamkin | Robert B. Tamkin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROBERT B. TAMKIN, CLU; INV REL; LOCATED AT 372 HILLSIDE STREET, MILTON, MA 02186, IS A SOLE PROPRIETORSHIP STARTED IN AUGUST OF 1980. I AM THE FOUNDER, OWNER AND ONLY EMPLOYEE. THE BUSINESS ACTIVITY IS LIFE, HEALTH AND RELATED INSURANCE PRODUCT SALES, AND INSURANCE ADVISORY SERVICES, TO WHICH I DEVOTE APPROXIMATELY 1.5 HOURS PER MONTH/APPROX 3% OF TIME. I DEVOTE MINIMAL TIME TO ANY OUTSIDE ACTIVITY THAT PREVENTS ME FROM BEING AVAILABLE TO CLIENTS DURING SECURITIES TRADING HOURS.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Robert Bruce Tamkin MR.'s CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 6, 2002 - Present

SHRIER ASSOCIATES, LLC

RIA
CRD#: 129043
MILTON, MA
Past

January 7, 2004 - August 29, 2008

OMNIVEST, INC.

BD
CRD#: 13396
MILTON, MA
Past

January 30, 2002 - December 31, 2003

OSAIC FS, INC.

BD
CRD#: 3870
FORT WAYNE, IN
Past

December 4, 2000 - February 15, 2002

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
DALLAS, TX
Past

January 1, 1998 - November 20, 2000

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

July 3, 1996 - December 21, 1996

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

February 6, 1995 - February 15, 1996

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

October 6, 1983 - February 6, 1984

LOWRY FINANCIAL SERVICES CORPORATION

BD
CRD#: 7291
Past

January 19, 1981 - March 8, 1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

January 19, 1981 - March 8, 1995

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(3/6/2002)
IAR
New Hampshire
(1/22/2013)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/27/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


SA
SHRIER ASSOCIATES, LLC
SHRIER ASSOCIATES | SHRIER, RICHARD MARC | SHRIER ASSOCIATES, LLC

CRD#: 129043 / SEC#:

Massachusetts
Registered Investment Advisory firm - (5/16/1994 Approved)
New Hampshire
Registered Investment Advisory firm - (1/17/2013 Approved)
North Carolina
Registered Investment Advisory firm - (3/1/2016 Approved)
Texas
Registered Investment Advisory firm - (4/12/2024 Approved)
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Contact information


Main Address
Clinton, MA
Mailing Address
Phone number
(508) 898-9500
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts288
AUM (Assets Under Management)$ 74,742,918

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SHRIER ASSOCIATES, LLC

CRD#: 129043Milton, MA

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