Helen C. Foster
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Christine Foster, who also goes by Helen Johnson, Helen Christine Wing, Helen Wing, Helen Christine Wingfoster, was a registered financial advisor .
Helen is a previously registered financial advisor and started their career in finance in 1981. Helen had worked at 6 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 1996 - January 2, 2004
CONOVER SECURITIES CORPORATION
February 23, 1993 - January 2, 2004
CONOVER SECURITIES CORPORATION
August 9, 1991 - December 31, 1992
PACIFIC HARBOR SECURITIES, INC.
January 13, 1986 - October 22, 1991
ADMIRALTY SECURITIES CORPORATION
December 22, 1982 - December 20, 1985
TITAN/VALUE EQUITIES GROUP, INC.
April 5, 1982 - December 10, 1982
SOUTHMARK FINANCIAL SERVICES, INC.
January 16, 1981 - April 19, 1982
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONOVER SECURITIES CORPORATION
CRD#: 17129 / SEC#: , 8-35085
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 19,995,881 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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