Wendall T. Silas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wendall Tyrone Silas, who also goes by Ty Silas, was a registered financial professional .
Wendall is a previously registered financial professional and started their career in finance in 1981. Wendall had worked at 6 firms and has passed the Series 63, Series 6 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2008 - December 31, 2009
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.
February 10, 2006 - January 3, 2007
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.
April 15, 1988 - August 31, 1989
PFS INVESTMENTS INC.
July 16, 1987 - January 23, 1988
WOODBURY FINANCIAL SERVICES, INC.
January 26, 1981 - October 6, 1981
AMERICAN EXPRESS FINANCIAL CORPORATION
January 26, 1981 - October 6, 1981
AMERIPRISE FINANCIAL SERVICES, LLC
January 26, 1981 - October 6, 1981
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/1/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
SOUTHERN FARM BUREAU FUND DISTRIBUTOR, INC.
CRD#: 10194 / SEC#: , 8-26476
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHERN FARM BUREAU LIFE INSURANCE COMPANY | STOCKHOLDER | |
| ANDERSON, RONALD ROY | DIRECTOR | 1470514 |
| CASTLE, GLEN ALLEN | VICE PRESIDENT/ASSISTANT SECRETARY | 4304918 |
| DIERSCHKE, KENNETH WILLIAM | DIRECTOR | 4404306 |
| DUVALL, VINCENT MEARL SR. | DIRECTOR | 5302189 |
| FAVREAU, LAURENCE EDMOND | PRESIDENT/TREASURER/CHIEF FINANCIAL OFFICER | 1600412 |
| GRAMLING, BEN MARTIN II | DIRECTOR | 3092675 |
| HANEY, MARK EDWIN | DIRECTOR | 5114178 |
| HARPER, JIM TONEY | DIRECTOR | 5647388 |
| HENDRICKS, JOHN CAMERON | DIRECTOR | 5645021 |
| HILLMAN, RICHARD EDWARD | DIRECTOR | 5647339 |
| HOBLICK, JOHN LAWRENCE SR. | DIRECTOR | 5301615 |
| LONG, GERALD WILTON | DIRECTOR | 5647366 |
| MAGEE, BILLY REGIONALD | DIRECTOR | 5301986 |
| MCCONNELL, PATRICIA DIANE | CHIEF COMPLIANCE OFFICER | 5391205 |
| NEDBALEK, BOBBY ALVIN | DIRECTOR | 5302306 |
| PRYOR, WAYNE FRANKLIN | DIRECTOR | 3207279 |
| PURVIS, JOSEPH ALEXANDER | GENERAL COUNSEL & SECRETARY | 4168436 |
| ROTH, RAYMOND RICHARD JR. | DIRECTOR | 4404337 |
| SCHARER, EDWARD ALLEN | DIRECTOR | 5302225 |
| VEACH, HARRY RANDAL | DIRECTOR | 4769187 |
| WAIDE, DAVID | DIRECTOR | 3092691 |
| WINKLES, DAVID MILTON JR | DIRECTOR | 3092693 |
| WOOTEN, LARRY BERNARD | CHAIRMAN OF THE BOARD/DIRECTOR | 4168268 |
| WRIGHT, JOHN MILTON JR | DIRECTOR | 3092695 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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