AB
Alan J. Bunn
BENTOAK CAPITAL
Lubbock, TX 79401
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CRD#: 7219962
AB
Professional summary
Alan Joshua Bunn, who also goes by Aj Bunn, is a registered financial advisor currently at BENTOAK CAPITAL located in Lubbock, Texas.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Alan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Aj Bunn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) 07/2023 - Lubbock Young Professionals - Chamber of Commerce; Investment Related: NO; Location - At reported business location; Duties: Committee Member; Hours devoted per month to business during trading hours 1; Hours devoted per month outside of business hours 4. 2.) 09/2023 - Lubbock Chamber of Commerce; Investment Related: NO; Location - At reported business location; Duties: Board Member; Hours devoted per month to business during trading hours 1; Hours devoted per month outside of business hours 4. 3.) 05/2025 - Children's Advocacy Center of the South Plains - Non-Profit Board Member - Not Investment Related - Lubbock TX - 2 Hours/Month; 0 hours During Trading Hours. 4.) 01/2024 - Texas Tech Alumni Association - Non-Profit Board Member - Not Investment Related - Lubbock TX - 2 Hours/Month; 0 hours During Trading Hours. 5.) 10/2025 - Texas Tech University - College of Health and Human Sciences Dean's Advisory Council - Non-Profit Board Member - Not Investment Related - Lubbock TX - 1 Hour/Month; 1 hour During Trading Hours.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Joshua Bunn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2024 - Present
BENTOAK CAPITAL
Office #1: 611 University Ave Suite 220, Lubbock, TX 79401RIA
CRD#: 173563
Lubbock, TX
Past
November 10, 2023 - December 20, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
LUBBOCK, TX
Past
September 11, 2023 - December 15, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
LUBBOCK, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BENTOAK CAPITAL
BENTOAK CAPITAL | SNOW GARRETT WEALTH MANAGEMENT | PGA FINANCIAL | PARKER, GELINEAU AND ASSOCIATES | LEGACY FINANCIAL MANAGEMENT | GARRETT WEALTH ADVISORY GROUP, LLC
CRD#: 173563 / SEC#: 801-80598
RIA
Registered Investment Advisory firm - (11/25/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/10/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
BC
BENTOAK CAPITAL
BENTOAK CAPITAL | SNOW GARRETT WEALTH MANAGEMENT | PGA FINANCIAL | PARKER, GELINEAU AND ASSOCIATES | LEGACY FINANCIAL MANAGEMENT | GARRETT WEALTH ADVISORY GROUP, LLC
CRD#: 173563 / SEC#: 801-80598
RIA
Registered Investment Advisory firm - (11/25/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 Ft. Worth Hwy., Weatherford, TX 76086
Mailing Address
Phone number
(817) 550-6750
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,769 |
| AUM (Assets Under Management) | $ 803,657,019 |
Red Flags
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Company Information
BENTOAK CAPITAL
CRD#: 173563Lubbock, TX 79401TRUST BUT VERIFY
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