Thomas Christy

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CRD#: 7219928

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Christy, who also goes by Thomas Russell Christy, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 2020. Thomas had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Thomas Russell Christy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Catholic Charities West Michigan Address: 2101 Boston St, Grand Rapids, MI, 49506, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 10/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Serve on the Board of Directors. Member of the finance committee. (2)Name of Business: Sytsma Wealth Strategies Address: 922 Wealthy Street SE, Grand Rapids, MI, 49506, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/10/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Administration of Financial Advice (3)Name of Business: West Mcihigan Environmental Activist Council Address: 2101 Boston, Grand Rapids, MI, 49506, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: On a voluntary basis, I serve on the Board and Finance Committee to assist leadership.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 21, 2023 - December 11, 2024

NPF INVESTMENT ADVISORS

RIA

CRD#: 104683

GRAND RAPIDS, MI

Past

March 9, 2022 - May 2, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Grand Rapids, MI

Past

May 20, 2021 - May 2, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

GRAND RAPIDS, MI

Past

June 10, 2020 - May 7, 2021

MMA SECURITIES LLC

CRD#: 44254

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NPF INVESTMENT ADVISORS

NORRIS PERNE & FRENCH LLP | NPF INVESTMENT ADVISORS

CRD#: 104683 / SEC#: 801-3475

RIA

Registered Investment Advisory firm - (1/30/1984 Approved)

Texas

Registered Investment Advisory firm - (3/31/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/8/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/15/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/1/2021

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 6/10/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 11/15/2019

Securities Industry Essentials Examination

Current Firm

NPF INVESTMENT ADVISORS

NORRIS PERNE & FRENCH LLP | NPF INVESTMENT ADVISORS

CRD#: 104683 / SEC#: 801-3475

RIA

Registered Investment Advisory firm - (1/30/1984 Approved)

Texas

Registered Investment Advisory firm - (3/31/2004 Terminated)

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Contact information

Main Address

40 Pearl St., Nw, Suite 500, Grand Rapids, MI 49503-3026

Mailing Address

Phone number

(616) 459-3421

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORRIS PERNE & FRENCH DISCLOSURE DOCUMENT (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,831
AUM (Assets Under Management)	$ 2,525,105,940

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
01/17/2025	Cover Page	Report
01/19/2024	Cover Page	Report
03/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas Christy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MMA SECURITIES LLC

Primary Firm SEC Registration

NPF INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/8/2022

Series 63

Date: 10/15/2020

Series 7TO

Date: 9/1/2021

Series 6TO

Date: 6/10/2020

SIE

Date: 11/15/2019

Current Firm

NPF INVESTMENT ADVISORS

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NPF INVESTMENT ADVISORS

TRUST BUT VERIFY

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