William Frank Kovacic
Professional Summary
William Frank Kovacic, who also goes by Bill Kovacic, William F Kovacic, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1981 - 2007. William had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bill Kovacic, William F Kovacic
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
DBA: NDX ADVISORS | TRADERIGHT, CORP. D/B/A TRADERIGHT SECURITIES, INC. | TRADERIGHT SECURITIES, INC. | TRADERIGHT SECURITIES | TRADERIGHT CORPORATION | TRADERIGHT CORP. | TRADERIGHT CORP DBA TRADERIGHT SECURITIES, INC | NDX TRADING INC --AFFILATE BY COMMON OWNERSHIP | NDX ADVISORS, LLC | ENTERPRISE ADVISORY GROUP, INC.
Contact Information
Established
Florida since 12/01/1997Firm Type
CorporationFiscal Year End
MarchDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1981About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Nov 1995About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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