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MW

Michael W. Williams

TRUVESTMENTS CAPITAL LLC
Sarasota, FL 34240
Some features on this profile are disabled
CRD#: 721975
MW

Professional summary

Michael Wayne Williams, who also goes by Mike Williams, is a registered financial advisor currently at TRUVESTMENTS CAPITAL LLC located in Sarasota, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. Michael has worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 3 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Mike Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Williams as a Managing Member of Advisor Revolution LLC provides consulting services to Demogronomics, itself a provider of private practice consulting services in the area of demography. There are no commissions created by this service.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Wayne Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 8, 2018 - Present

TRUVESTMENTS CAPITAL LLC

Office #1: 5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240Office #2: 980 North Michigan Avenue 14th Floor, Chicago, IL 60611
RIA
CRD#: 291297
Sarasota, FL
Past

August 23, 2017 - March 13, 2018

TRUVESTMENTS CAPITAL LLC

RIA
CRD#: 149094
BRADENTON, FL
Past

January 5, 2017 - August 25, 2017

INSIGHT FOLIOS

RIA
CRD#: 174411
CHICAGO, IL
Past

June 26, 2012 - December 31, 2016

GENESIS ASSET MANAGEMENT, LLC

RIA
CRD#: 144971
CHICAGO, IL
Past

March 14, 2007 - June 26, 2007

NATIONS FINANCIAL GROUP, INC.

RIA
CRD#: 44181
NEW YORK, NY
Past

January 18, 2007 - June 26, 2007

NATIONS FINANCIAL GROUP, INC.

BD
CRD#: 44181
CEDAR RAPIDS, IA
Past

July 28, 2006 - January 10, 2007

TOCQUEVILLE SECURITIES L.P.

BD
CRD#: 26001
NEW YORK, NY
Past

May 13, 1987 - December 31, 1988

FSC SECURITIES CORPORATION

BD
CRD#: 7461
Past

July 1, 1985 - May 22, 1986

KEOGLER, MORGAN & COMPANY, INC.

BD
CRD#: 16546
Past

November 20, 1980 - December 31, 1988

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TRUVESTMENTS CAPITAL LLC
ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA
Registered Investment Advisory firm - (1/5/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/8/2018)
IAR
Illinois
(9/4/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/12/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/14/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/8/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 11/11/1998
National Commodity Futures Examination

Current Firm

TC
TRUVESTMENTS CAPITAL LLC
ELITE WEALTH ADVISORS | TRUVESTMENTS CAPITAL LLC | LILY WEALTH MANAGEMENT

CRD#: 291297 / SEC#: 801-112243

RIA
Registered Investment Advisory firm - (1/5/2018 Approved)
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Contact information

Main Address
5391 Lakewood Ranch Blvd N Suite #303, Sarasota, FL 34240
Mailing Address
Phone number
(941) 753-3814
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRUVESTMENTS CAPITAL LLC ADV BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts2,712
AUM (Assets Under Management)$ 601,243,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUVESTMENTS CAPITAL LLC

CRD#: 291297Sarasota, FL 34240

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