DY
Dikla Yacov-chen
ALPHA TRADING L.P.
Herzliya Pituach, 4672528
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CRD#: 7219666
DY
Professional summary
Dikla Yacov-chen is a registered financial professional currently at ALPHA TRADING L.P. .
Dikla is registered as a RR (Registered Representative) and started their career in finance in 2020. Dikla has worked at 1 firm and has passed the Series 14 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Dikla Yacov-chen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 18, 2020 - Present
ALPHA TRADING L.P.
Office #1: 10 Abba Even Boulevard, Herzliya Pituach 4672528Office #2: 10 Abba Even Boulevard, Herzliya Pituach 4672528BD
CRD#: 289434
Herzliya Pituach,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
AT
ALPHA TRADING L.P.
ALPHA TRADING L.P.
CRD#: 289434 / SEC#: , 8-69996
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Abba Even Boulevard, Herzliya Pituach 4672528
Mailing Address
10 Abba Even Boulevard, Herzliya Pituach 4672528
Phone number
+97209592800
Established
Delaware since 05/31/2017
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
