JM
Jonathon D. Mason
FARTHER
Cincinnati, OH 45236
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CRD#: 7219375
JM
Professional summary
Jonathon D Mason is a registered financial advisor currently at FARTHER located in Cincinnati, Ohio.
Jonathon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jonathon has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of other business: Copy Paste Limited; Is business Investment related: No; Address of other business: 3750 Hutton St.; Nature of other business: Delivery; Your position: Driver; Start date of relationship:12/10/2023; Approx. # of hours /month devote to other business: 15; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: Driving and food delivery.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathon D Mason's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2024 - Present
FARTHER
Office #1: 7875 Montgomery Road Unit 42, Cincinnati, OH 45236RIA
CRD#: 302050
Cincinnati, OH
Past
January 10, 2022 - April 8, 2024
CROWN CAPITAL SECURITIES, L.P.
RIA
CRD#: 6312
CINCINNATI, OH
Past
July 3, 2021 - April 8, 2024
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - (7/19/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(4/4/2024)
IAR
Texas(4/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/2/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - (7/19/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
345 California Street Suite 600, San Francisco, CA 94104
Mailing Address
Phone number
(628) 246-8004
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
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Company Information
FARTHER
CRD#: 302050Cincinnati, OH 45236TRUST BUT VERIFY
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