Emily N. Wiser

ALLIANCEBERNSTEIN L.P.

NEW YORK, NY 10001

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CRD#: 7219185

Professional summary

Emily Nicole Wiser, who also goes by Emily Wiser, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in New York, New York and SANFORD C. BERNSTEIN & CO., LLC located in New York, New York.

Emily is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Emily has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Emily Wiser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

In April 2024, I proactively created an LLC (Hydewise LLC) to support a purse design business I hoped to pursue. The business never formed and nothing came of it, and dissolution paperwork has been filed to dissolve the business. I am the LLC Manager with 75% ownership. The address is 2439 Pacific Ave, San Francisco, CA, 94115. It is not an investment related business. The LLC does not currently have, nor has it ever had, assets or liabilities. There has never been revenue or income generate by the LLC. During part of 2024, I spent approximately 2-5 hours on the project/ brainstorming ideas (weekends only) and have not dedicated any time to it since October 2024. I have no ongoing duties or responsibilities, as the business is defunct.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Nicole Wiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2025 - Present

ALLIANCEBERNSTEIN L.P.

Office #1: 66 Hudson Boulevard East, New York, NY 10001

RIA

CRD#: 108477

NEW YORK, NY

Current

April 7, 2025 - Present

SANFORD C. BERNSTEIN & CO., LLC

Office #1: 66 Hudson Boulevard East, New York, NY 10001

RIA

CRD#: 104474

NEW YORK, NY

Past

January 20, 2023 - April 8, 2025

CORIENT

RIA

CRD#: 319448

New York, NY

Past

October 23, 2020 - March 31, 2023

PORTOLA PARTNERS

RIA

CRD#: 305407

Menlo Park, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIANCEBERNSTEIN L.P.

ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA

Registered Investment Advisory firm - (8/13/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/31/2025)

New Jersey
(8/25/2025)

IAR

New York
(4/2/2025)

New York
(4/30/2025)

South Carolina
(10/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/30/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/22/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/7/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/10/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ALLIANCEBERNSTEIN L.P.

ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.

CRD#: 108477 / SEC#: 801-56720

RIA

Registered Investment Advisory firm - (8/13/1999 Approved)

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Contact information

Main Address

501 Commerce Street, Nashville, TN 37203

Mailing Address

Phone number

(615) 622-0000

Established

Firm type

Fiscal year end

# of Employees

3,994

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT FORM ADV BROCHURE (3/28/2025)

INSTITUTIONAL FORM ADV BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	68,593
AUM (Assets Under Management)	$ 709,162,000,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2024	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Emily N. Wiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Emily Nicole Wiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANFORD C. BERNSTEIN & CO., LLC

CORIENT

PORTOLA PARTNERS

Primary Firm SEC Registration

ALLIANCEBERNSTEIN L.P.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/30/2025

Series 65

Date: 10/22/2020

Series 7TO

Date: 4/7/2025

SIE

Date: 3/10/2025

FINRA

Current Firm

ALLIANCEBERNSTEIN L.P.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALLIANCEBERNSTEIN L.P.

TRUST BUT VERIFY

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