Richard M. Shrier
Professional summary
Richard Marc Shrier MR., who also goes by Richard M. Shrier, Rick Shrier, is a registered financial advisor currently at SHRIER ASSOCIATES, LLC located in Clinton, Massachusetts.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Richard has worked at 7 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Marc Shrier MR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2004 - Present
SHRIER ASSOCIATES, LLC
January 7, 2004 - August 29, 2008
OMNIVEST, INC.
April 3, 1998 - December 31, 2003
OSAIC FS, INC.
January 3, 1995 - December 31, 1996
COMMONWEALTH FINANCIAL NETWORK
June 21, 1989 - December 31, 1994
OSAIC FS, INC.
December 18, 1984 - June 21, 1989
SIGNATOR INVESTORS, INC.
January 9, 1984 - November 19, 1984
OSAIC FS, INC.
August 1, 1983 - December 3, 1984
LOWRY FINANCIAL SERVICES CORPORATION
January 19, 1981 - April 24, 1984
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 19, 1981 - June 21, 1989
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/10/2004)
(1/17/2013)
(3/1/2016)
(4/12/2024)
Exams
Current Firm
SHRIER ASSOCIATES, LLC
CRD#: 129043 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 288 |
| AUM (Assets Under Management) | $ 74,742,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
