Barry N. Koslow

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CRD#: 721874

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Barry Nathan Koslow, who also goes by Barry N Koslow, was a registered financial professional .

Barry is a previously registered financial professional and started their career in finance in 1981. Barry had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Barry N Koslow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SECURE BENEFITS NORTHEAST, LLC, DESIGN, IMPLEMENTATION & ADMINISTRATION OF EXECUTIVE BENEFIT PLANS; SALE OF NONREGISTERED LIFE & HEALTH PRODUCTS. HBK REALTY TRUST OWNS AND MANAGES 2 OFFICE CONDOS. TRUSTEE OF HARVEY & SARA BERMAN IRREVOCABLE LIFE INSURANCE TRUST. BOARD OFFICER OF NEW ENGLAND SINAI HOSPITAL.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 2017 - September 30, 2022

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

Woburn, MA

Past

June 20, 2011 - June 23, 2015

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

WOBURN, MA

Past

June 20, 2011 - September 30, 2022

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

Byfield, MA

Past

February 5, 2009 - June 30, 2011

OSAIC FA, INC.

RIA

CRD#: 3978

WOBURN, MA

Past

November 25, 2008 - June 30, 2011

OSAIC FA, INC.

CRD#: 3978

WOBURN, MA

Past

February 1, 2006 - December 4, 2008

U.S. WEALTH ADVISORS, LLC.

CRD#: 126924

BRAINTREE, MA

Past

October 20, 2003 - January 31, 2006

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WOBURN, MA

Past

May 1, 2000 - May 9, 2000

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

April 28, 1993 - October 29, 2003

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

April 16, 1990 - April 28, 1993

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

January 21, 1981 - May 23, 1988

OSAIC FS, INC.

CRD#: 3870

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/14/1981

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRUST ADVISORY GROUP LTD

CRD#: 106926 / SEC#: 801-46919

RIA

Registered Investment Advisory firm - (7/25/1994 Approved)

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Contact information

Main Address

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243

Mailing Address

Phone number

(800) 292-2411

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAG ADV2A 072825 (7/29/2025)

Regulatory assets under management

Total Number of Accounts	1,720
AUM (Assets Under Management)	$ 494,407,359

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Barry N. Koslow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRUST ADVISORY GROUP LTD

AGES FINANCIAL SERVICES, LTD.

OSAIC FA, INC.

OSAIC FA, INC.

U.S. WEALTH ADVISORS, LLC.

COMMONWEALTH FINANCIAL NETWORK

KESTRA INVESTMENT SERVICES, LLC

OSAIC FS, INC.

NEW ENGLAND SECURITIES

OSAIC FS, INC.

Primary Firm SEC Registration

TRUST ADVISORY GROUP LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2009

Series 63

Date: 3/16/1981

SIE

Date: 10/1/2018

Series 6

Date: 1/14/1981

Current Firm

TRUST ADVISORY GROUP LTD

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUST ADVISORY GROUP LTD

TRUST BUT VERIFY

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