Ian M. Mahoney
Professional summary
Ian M Mahoney is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in New York, New York.
Ian is registered as a RR (Registered Representative) and started their career in finance in 2021. Ian has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ian M Mahoney's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2022 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 80 Broad Street 29th Floor, New York, NY 10004April 2, 2021 - July 21, 2022
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2022)
(7/20/2022)
(1/5/2024)
(1/10/2024)
(9/16/2025)
(7/29/2022)
(1/10/2024)
(7/20/2022)
(1/10/2024)
(2/22/2023)
(7/20/2022)
(12/6/2024)
(2/22/2023)
(7/20/2022)
(7/20/2022)
(2/22/2023)
(4/6/2023)
(1/10/2024)
(2/22/2023)
(2/27/2024)
(2/27/2024)
(7/20/2022)
(8/4/2025)
(1/10/2024)
(8/17/2023)
(2/22/2023)
Exams
Series 7TO
Date: 2/9/2021
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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