Robert P. Welsh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Preston Welsh, who also goes by Bob Welsh, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 11 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2013 - November 21, 2019
INTERFUND MANAGEMENT SERVICES, INC.
December 1, 2010 - June 14, 2011
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
December 1, 2010 - June 15, 2011
VALMARK SECURITIES, INC.
January 13, 2006 - December 21, 2010
PROSPERA INVESTMENT ADVISORS, LLC
December 2, 2005 - December 2, 2010
SECURITIES AMERICA, INC.
December 1, 1999 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
December 1, 1999 - July 29, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 1, 1995 - November 10, 1997
EDWARD JONES
May 26, 1993 - February 18, 1994
JULIUS BAER SECURITIES INC.
May 16, 1986 - April 27, 1993
MIDVALE SECURITIES CORPORATION
November 17, 1981 - May 12, 1986
EDWARD JONES
January 20, 1981 - November 24, 1981
NATIONWIDE INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERFUND MANAGEMENT SERVICES, INC.
CRD#: 116103 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 12,186,009 |
Red Flags
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