Kazuko Wachter
Professional summary
Kazuko Wachter, who also goes by Hwa Ja An, Kazuko An, is a registered financial professional currently at AUTOMATED EQUITY FINANCE MARKETS, INC. located in New York, New York and EQUILEND located in New York, New York.
Kazuko is registered as a RR (Registered Representative) and started their career in finance in 2021. Kazuko has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kazuko Wachter's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2025 - Present
AUTOMATED EQUITY FINANCE MARKETS, INC.
Office #1: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281Office #2: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281May 5, 2025 - Present
EQUILEND
Office #1: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281Office #2: 225 Liberty Street 43rd Floor, Suite 4310, New York, NY 10281September 24, 2021 - March 31, 2025
PRISM FINANCIAL PRODUCTS LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2025)
Exams
Series 7TO
Date: 2/13/2020
General Securities Representative ExaminationFINRA
Current Firm
EQUILEND
CRD#: 119107 / SEC#: , 8-53738
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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