MP
Moens S. Pedersen
CIBC GLOBAL ASSET MANAGEMENT
TORONTO, M5J 2B8
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CRD#: 7218291
MP
Professional summary
Moens Steen Pedersen is a registered financial advisor currently at CIBC GLOBAL ASSET MANAGEMENT .
Moens is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Moens has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Moens Steen Pedersen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2020 - Present
CIBC GLOBAL ASSET MANAGEMENT
Office #1: 18 York St. Suite 1300, Toronto, M5J 2B8RIA
CRD#: 106508
TORONTO,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CG
CIBC GLOBAL ASSET MANAGEMENT
CIBC ASSET MANAGEMENT INC. | TAL GLOBAL ASSET MANAGEMENT INC | CIBC PRIVATE INVESTMENT COUNSEL | CIBC GLOBAL ASSET MANAGEMENT INC. | CIBC GLOBAL ASSET MANAGEMENT
CRD#: 106508 / SEC#: 801-9707
RIA
Registered Investment Advisory firm - (1/2/1974 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/4/2020)
Exams
Current Firm
CG
CIBC GLOBAL ASSET MANAGEMENT
CIBC ASSET MANAGEMENT INC. | TAL GLOBAL ASSET MANAGEMENT INC | CIBC PRIVATE INVESTMENT COUNSEL | CIBC GLOBAL ASSET MANAGEMENT INC. | CIBC GLOBAL ASSET MANAGEMENT
CRD#: 106508 / SEC#: 801-9707
RIA
Registered Investment Advisory firm - (1/2/1974 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
81 Bay Street 20th Floor, Toronto, On, M5J 0E7
Mailing Address
Phone number
(877) 363-5620
Established
Firm type
Fiscal year end
# of Employees
415
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19,662 |
| AUM (Assets Under Management) | $ 141,773,703,254 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 04/30/2024 | ||
| 03/29/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
