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Alan Hicks

Alan Hicks

BURGESS INVESTMENT GROUP
GREENVILLE, SC 29601
Some features on this profile are disabled
CRD#: 7218208
Alan Hicks

Professional summary

Alan Hicks, who also goes by Alan Roy Hicks, is a registered financial advisor currently at BURGESS INVESTMENT GROUP, LLC located in Greenville, South Carolina.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Alan has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alan Roy Hicks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Hicks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2023 - Present

BURGESS INVESTMENT GROUP, LLC

Office #1: 632 S Main St, Greenville, SC 29601
RIA
CRD#: 318698
GREENVILLE, SC
Past

June 4, 2020 - November 6, 2023

EDWARD JONES

RIA
CRD#: 250
GREENVILLE, SC
Past

May 7, 2020 - November 6, 2023

EDWARD JONES

BD
CRD#: 250
GREENVILLE, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
South Carolina
(11/20/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/3/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/7/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/10/2020
Securities Industry Essentials Examination

Current Firm

BI
BURGESS INVESTMENT GROUP, LLC
BURGESS INVESTMENT GROUP, LLC | CREATIVE WEALTH DESIGNERS, LLC

CRD#: 318698 / SEC#:

South Carolina
Registered Investment Advisory firm - (4/8/2022 Approved)
Texas
Registered Investment Advisory firm - (10/21/2022 Conditional Restricted)
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Contact information

Main Address
632 S Main St, Greenville, SC 29601
Mailing Address
27 Boggs St., Greenville, SC 29601
Phone number
(864) 920-3155
Established
Firm type
Fiscal year end
# of Employees
11

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts409
AUM (Assets Under Management)$ 65,187,862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BURGESS INVESTMENT GROUP, LLC

CRD#: 318698Greenville, SC 29601

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