Valerie A. Johnson
SIKICH FINANCIAL
Brookfield, WI 53045
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CRD#: 721787
Professional summary
Valerie Ann Johnson, CFP®, who also goes by Valerie A Johnson, is a registered financial advisor currently at SIKICH FINANCIAL located in Brookfield, Wisconsin and OSAIC WEALTH, INC. located in Brookfield, Wisconsin.
Valerie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Valerie has worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Valerie A Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sikich Financial investment related 17335 Golf Parkway, Ste. 500, Brookfield, WI 53045 employer, financial advisor 2. United Performing Arts Fund - Board Director. Charitable organization that helps fund performing arts int eh SE Wisconsin community. No compensation. 1 hour per month during business hours. Not investment related. 8/2013 2) Skylight Music Theatre 158 N. Broadway Milwaukee,WI 53202 POSITION: Board member/current President NATURE: 501C3 non profit Theatre INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 158 N. Broadway, Milwaukee WI 53202, United States DESCRIPTION: Board President until 9/26, assist with Fundraising 3) SIKICH FINANCIAL POSITION: Investment Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 170 START DATE: 08/01/2013 ADDRESS: 13400 BISHOPS LANE SUITE 300, suite 500, Brookfield WI 53045, United States DESCRIPTION: Provide financial planning and investment advisory 4) UNITER PERFORMING ARTS FUND POSITION: Board Director NATURE: Non- Profit Charitable Fund INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2025 ADDRESS: 301 W Wisconsin Ave, Suite 600, MILWAUKEE WI 53211, United States DESCRIPTION: Board service to help to raise money and awareness for the impact of performing arts in southeastern WI.
CRS (Client Relationship Summary) - RIA
Click below to view Valerie Ann Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
August 1, 2013 - Present
SIKICH FINANCIAL
Office #1: 17335 Golf Parkway, Suite 500, Brookfield, WI 53045RIA
CRD#: 142640
Brookfield, WI
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 17335 Golf Parkway Suite 500, Brookfield, WI 53045RIA
BD
CRD#: 23131
BROOKFIELD, WI
Past
March 1, 2016 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
BROOKFIELD, WI
Past
September 23, 2013 - March 18, 2014
TRIAD ADVISORS LLC
BD
CRD#: 25803
BROOKFIELD, WI
Past
July 1, 2009 - April 3, 2012
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
BROOKFIELD, WI
Past
October 7, 2008 - December 31, 2013
KOLB+CO. FINANCIAL ADVISERS, LLC
RIA
CRD#: 110011
BROOKFIELD, WI
Past
May 4, 2007 - September 23, 2008
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
WAUWATOSA, WI
Past
January 9, 2001 - January 3, 2006
CITISTREET FINANCIAL SERVICES LLC
RIA
CRD#: 107311
MILWAUKEE, WI
Past
April 25, 1983 - December 31, 2005
CITISTREET EQUITIES LLC
BD
CRD#: 7447
MILWAUKEE, WI
Past
January 9, 1981 - May 23, 1983
H2C SECURITIES INC.
BD
CRD#: 7169
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/23/2024)
IAR
Illinois(10/27/2015)
RR
Illinois(8/23/2024)
RR
Ohio(8/23/2024)
IAR
Wisconsin(8/1/2013)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SIKICH FINANCIAL
SIKICH CAPITAL MANAGEMENT LLC | SIKICH RETIREMENT PLAN SERVICES LLC | SIKICH FINANCIAL
CRD#: 142640 / SEC#: 801-110142
RIA
Registered Investment Advisory firm - (3/24/2017 Approved)Florida
Registered Investment Advisory firm - (3/27/2017 Terminated)Illinois
Registered Investment Advisory firm - (3/24/2017 Terminated)Minnesota
Registered Investment Advisory firm - (3/27/2017 Terminated)Missouri
Registered Investment Advisory firm - (3/27/2017 Terminated)Ohio
Registered Investment Advisory firm - (3/27/2017 Terminated)Texas
Registered Investment Advisory firm - (3/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (3/27/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3051 Hollis Drive 3rd Floor, Springfield, IL 62704
Mailing Address
Phone number
(217) 862-1843
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,236 |
| AUM (Assets Under Management) | $ 919,996,863 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SIKICH FINANCIAL
CRD#: 142640Brookfield, WI 53045TRUST BUT VERIFY
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