David H. Bryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Howard Bryan was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1981. David had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2014 - December 31, 2017
SUMMIT FINANCIAL GROUP INC
October 7, 2014 - December 31, 2017
SUMMIT BROKERAGE SERVICES, INC.
April 1, 2004 - August 15, 2014
EQUITABLE ADVISORS, LLC
January 9, 1981 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 9, 1981 - August 15, 2014
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/24/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
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