MR
Michael G. Rudelson
KESTRA ADVISORY SERVICES
Houston, TX 77019
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CRD#: 721749
MR
Professional summary
Michael Gary Rudelson is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Houston, Texas and KESTRA INVESTMENT SERVICES, LLC located in Houston, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Michael has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Michael G. Rudelson, Inc. Investment Related: Yes Address: 414 Avondale Houston TX 77006 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Managing Director Start Date: 1/1/1985 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisory, primarily physician and wealthy individuals, asset management, annuitiesBusiness Name: Michael g rudelson insurance agency Investment Related: Yes Address: 414 avondale houston TX 77006 Nature of Business: Insurance Position, Title or Relationship: owner Start Date: 2/1/2016 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: assist and supervise staffBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Rudelson Insurance Services Investment Related: No Address: 414 Avondale Houston TX 77006 Nature of Business: Insurance Position, Title or Relationship: owner / president Start Date: 8/15/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: speaking with clients to offer P&C
CRS (Client Relationship Summary) - RIA
Click below to view Michael Gary Rudelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 22, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 2323 South Shepard Dr Suite 805, Houston, TX 77019RIA
CRD#: 283330
Houston, TX
Current
November 3, 2000 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2323 South Shepherd Dr. Suite 805, Houston, TX 77019BD
CRD#: 42046
Houston, TX
Past
May 9, 2002 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
HOUSTON, TX
Past
April 3, 1998 - November 13, 2000
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Past
June 23, 1995 - April 16, 1998
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
February 27, 1990 - October 31, 1995
MICHAEL G. RUDELSON, INC.
BD
CRD#: 25634
HOUSTON, TX
Past
October 10, 1989 - August 10, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
October 10, 1989 - August 10, 1995
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
June 7, 1984 - November 8, 1989
UR FINANCIAL, INC.
BD
CRD#: 10509
Past
January 9, 1981 - October 26, 1984
CITISTREET EQUITIES LLC
BD
CRD#: 7447
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/20/2005)
RR
Arkansas(3/5/2019)
RR
California(11/16/2015)
RR
Colorado(3/5/2019)
RR
Connecticut(2/11/2021)
RR
District of Columbia(3/5/2019)
RR
Florida(8/10/2017)
RR
Georgia(7/28/2006)
RR
Idaho(3/5/2019)
RR
Illinois(4/11/2005)
RR
Indiana(7/6/2023)
RR
Iowa(4/4/2018)
RR
Louisiana(11/3/2000)
RR
Maryland(11/3/2000)
RR
Massachusetts(10/11/2021)
RR
Michigan(5/26/2017)
RR
Minnesota(12/4/2023)
RR
New Jersey(10/2/2018)
RR
New Mexico(11/12/2013)
RR
New York(11/3/2000)
RR
North Carolina(3/16/2006)
RR
Ohio(10/30/2019)
RR
Oklahoma(4/8/2016)
RR
Oregon(11/18/2015)
RR
Pennsylvania(3/5/2018)
RR
Rhode Island(3/6/2019)
RR
South Carolina(10/31/2019)
RR
Tennessee(10/15/2004)
RR
Texas(11/3/2000)
IAR
Texas(6/22/2016)
RR
Vermont(10/6/2006)
RR
Virginia(1/4/2017)
RR
Washington(12/7/2015)
RR
Wisconsin(1/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
