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LG

Laura M. Gama

HGP SECURITIES
Houston, TX 77019
Some features on this profile are disabled
CRD#: 7217462
LG

Professional summary

Laura Maria Gama is a registered financial professional currently at HGP SECURITIES, LLC located in Houston, Texas.

Laura is registered as a RR (Registered Representative) and started their career in finance in 2020. Laura has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laura Maria Gama's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 15, 2020 - Present

HGP SECURITIES, LLC

Office #1: 2001 Kirby Drive Suite 814, Houston, TX 77019
BD
CRD#: 148868
Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/15/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 2/26/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 6/15/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/3/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HGP SECURITIES, LLC
HEALTHCARE GROWTH PARTNERS, LLC | HGP SECURITIES, LLC

CRD#: 148868 / SEC#: , 8-68080

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
2001 Kirby Drive Suite 814, Houston, TX 77019
Mailing Address
2001 Kirby Drive Suite 814, Houston, TX 77019
Phone number
(312) 445-8750
Established
Delaware since 04/09/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HAWKE BAY CAPITAL, LLCMEMBER
MCCORD, CHRISTOPHER MICHAEL KENNETHCFO/ FINOP/PRESIDENT/CEO/CCO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HGP SECURITIES, LLC

CRD#: 148868Houston, TX 77019

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