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TG

Thomas Lynn Gottschalk

CRD# 721702·Registered 1980 - 1995
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Lynn Gottschalk, who also goes by Thomas L Gottschalk, Tom Gottschalk, Thomas Lynn Gottshalk, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1980 - 1995. Thomas had worked at 7 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas L Gottschalk, Tom Gottschalk, Thomas Lynn Gottshalk

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years registered in the securities industry

Current & Past Employments

Past

PARAMOUNT INVESTMENTS INTERNATIONAL, INC.Past·CRD# 30898
BD
Denver, CO
January 26, 1993 - November 22, 1995
CASTLE SECURITIES CORP.Past·CRD# 16077
BD
Freeport, NY
January 3, 1992 - September 2, 1992
PRINCETON FINANCIAL GROUP, INC.Past·CRD# 14597
BD
June 19, 1990 - November 13, 1990
MLB INVESTMENTS, LTD.Past·CRD# 18280
BD
November 9, 1989 - July 11, 1990
GLOBAL CAPITAL SECURITIES CORPORATIONPast·CRD# 16184
BD
Englewood, CO
April 14, 1989 - November 16, 1989
WALL STREET WEST, INC.Past·CRD# 7529
BD
March 11, 1982 - May 8, 1989
INTERNATIONAL SECURITIES, INC.Past·CRD# 7051
BD
December 22, 1980 - February 25, 1982

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Current Firm

PI
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.

PARAMOUNT INVESTMENTS INTERNATIONAL, INC.

CRD#: 30898 / SEC#: 8-41910
BD
Cancelled by SEC on 09/20/1996

Contact Information

Established

Colorado since 02/25/1993

Firm Type

Corporation

Fiscal Year End

February

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1981About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1980About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 1994About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1983About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 1982About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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