Thomas L. Gottschalk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Lynn Gottschalk, who also goes by Thomas L Gottschalk, Tom Gottschalk, Thomas Lynn Gottshalk, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1980. Thomas had worked at 7 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 1993 - November 22, 1995
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
January 3, 1992 - September 2, 1992
CASTLE SECURITIES CORP.
June 19, 1990 - November 13, 1990
PRINCETON FINANCIAL GROUP, INC.
November 9, 1989 - July 11, 1990
MLB INVESTMENTS, LTD.
April 14, 1989 - November 16, 1989
GLOBAL CAPITAL SECURITIES CORPORATION
March 11, 1982 - May 8, 1989
WALL STREET WEST, INC.
December 22, 1980 - February 25, 1982
INTERNATIONAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
CRD#: 30898 / SEC#: , 8-41910
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
