Charles D. Coventry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Dennis Coventry was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1980. Charles had worked at 7 firms and has passed the Series 66, Series 63, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2001 - October 13, 2017
LASALLE-MONROE ASSET MANAGEMENT
May 4, 1998 - December 14, 1999
PEREGRINE FINANCIALS & SECURITIES, INC.
March 3, 1996 - April 6, 1998
GLOBAL INVESTMENT SERVICES, INC.
July 30, 1991 - February 28, 1996
OAK RIDGE INVESTMENTS, INC.
June 9, 1989 - July 10, 1991
UBS FINANCIAL SERVICES INC.
June 19, 1987 - June 14, 1989
J.P. MORGAN SECURITIES LLC
December 22, 1980 - June 27, 1987
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
LASALLE-MONROE ASSET MANAGEMENT
CRD#: 123084 / SEC#:
Contact information
Red Flags
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