Lindsay A. Guido

CONIFER BAY CAPITAL LLC

KILDEER, IL

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CRD#: 7216750

Professional summary

Lindsay Ann Guido, CFP®, who also goes by Lindsay Ann Ball, is a registered financial advisor currently at CONIFER BAY CAPITAL LLC located in Kildeer, Illinois.

Lindsay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Lindsay has worked at 3 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsay Ann Ball

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LINDSAY GUIDO, NOT INVESTMENT RELATED; 22096 N WINDRIDGE CT, KILDEER, IL 60047; PHOTOGRAHER; STOCK PHOTOGRAPHY FOR SALES ONLINE AT ISTOCK PHOTOGRAHY, OWNED BY GETTY IMAGES; SINCE 2017; APX 1 HOURS PER MONTH WHICH IS DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Ann Guido's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

May 6, 2021 - Present

CONIFER BAY CAPITAL LLC

RIA

CRD#: 287829

KILDEER, IL

Past

October 26, 2020 - April 16, 2021

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Kildeer, IL

Past

January 8, 2020 - November 5, 2020

PARTNERVEST ADVISORY SERVICES LLC

RIA

CRD#: 113621

Barrington, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/17/2019

Securities Industry Essentials Examination

Current Firm

CONIFER BAY CAPITAL LLC

CRD#: 287829 / SEC#:

Illinois

Registered Investment Advisory firm - (4/13/2017 Approved)

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Contact information

Main Address

Winnetka, IL

Mailing Address

Po Box 529, Winnetka, IL 60093

Phone number

(312) 650-9529

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 71,570,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lindsay A. Guido

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Ann Guido's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONIFER BAY CAPITAL LLC

CREATIVEONE WEALTH, LLC

PARTNERVEST ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2019

SIE

Date: 1/17/2019

Current Firm

CONIFER BAY CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONIFER BAY CAPITAL LLC

TRUST BUT VERIFY

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