Logan M. Collie

COLLIE FINANCIAL PLANNING

BLACK MOUNTAIN, NC 28711

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CRD#: 7216489

Professional summary

Logan Michael Collie, who also goes by Logan Collie, is a registered financial advisor currently at COLLIE FINANCIAL PLANNING, INC. located in Black Mountain, North Carolina.

Logan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Logan has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Logan Collie

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SAA Advisory Position: Investment Advisor Nature: Investment Advisory Services Investment Related: Yes Hours: 140 Securities Trading Hours: 140 Start Date: 02/21/2022 Address: 12325 Port Grace Blvd, La Vista NE 68128, United States

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Logan Michael Collie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2023 - Present

COLLIE FINANCIAL PLANNING, INC.

Office #1: 101 Midland Ave, Black Mountain, NC 28711

RIA

CRD#: 134884

BLACK MOUNTAIN, NC

Past

August 18, 2022 - August 21, 2023

ALLWORTH FINANCIAL, L.P.

RIA

CRD#: 111167

Riverwoods, IL

Past

March 14, 2022 - August 16, 2022

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

RIVERWOODS, IL

Past

January 16, 2020 - January 31, 2022

WEAVER CAPITAL MANAGEMENT, LLC

RIA

CRD#: 135037

SUWANEE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLLIE FINANCIAL PLANNING, INC.

COLLIE FINANCIAL PLANNING, INC. | PARADIGM FINANCIAL PLANNING, INC.

CRD#: 134884 / SEC#: 801-123192

RIA

Registered Investment Advisory firm - (2/8/2022 Approved)

North Carolina

Registered Investment Advisory firm - (2/28/2022 Terminated)

South Carolina

Registered Investment Advisory firm - (2/24/2022 Terminated)

Texas

Registered Investment Advisory firm - (2/24/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(9/28/2023)

IAR

Texas
(9/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/23/2019

Uniform Investment Adviser Law Examination

Current Firm

COLLIE FINANCIAL PLANNING, INC.

COLLIE FINANCIAL PLANNING, INC. | PARADIGM FINANCIAL PLANNING, INC.

CRD#: 134884 / SEC#: 801-123192

RIA

Registered Investment Advisory firm - (2/8/2022 Approved)

North Carolina

Registered Investment Advisory firm - (2/28/2022 Terminated)

South Carolina

Registered Investment Advisory firm - (2/24/2022 Terminated)

Texas

Registered Investment Advisory firm - (2/24/2022 Terminated)

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Contact information

Main Address

101 Midland Ave, Black Mountain, NC 28711

Mailing Address

Po Box 117, Black Mountain, NC 28711

Phone number

(828) 654-8830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COLLIE FINANCIAL PLANNING, INC. FORM ADV PART 2 (9/19/2025)

Regulatory assets under management

Total Number of Accounts	725
AUM (Assets Under Management)	$ 145,304,968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Logan M. Collie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Logan Michael Collie's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLLIE FINANCIAL PLANNING, INC.

ALLWORTH FINANCIAL, L.P.

SECURITIES AMERICA ADVISORS, INC.

WEAVER CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

COLLIE FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/23/2019

Current Firm

COLLIE FINANCIAL PLANNING, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLLIE FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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