AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JS

Jason Shannon

HAZARD & SIEGEL ADVISORY SERVICES
SYRACUSE, NY 13204
Some features on this profile are disabled
CRD#: 7216451
JS
Jason ShannonHAZARD & SIEGEL ADVISORY SERVICES

Professional summary

Jason Shannon, who also goes by Jason Thomas Shannon, is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Syracuse, New York and HAZARD & SIEGEL, INC. located in Dewitt, New York.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Jason has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Aliases

Jason Thomas Shannon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CROWN RISK MANAGEMENT LLC , 432 FRANKLIN ST, SUITE 20 SYRACUSE NY 13204, 160HRS MONTH, 140 TRADING HR. ASSIST IN RETIREMENT PLANNING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Shannon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 14, 2026 - Present

HAZARD & SIEGEL ADVISORY SERVICES LLC

Office #1: 432 North Franklin St Suite 20, Syracuse, NY 13204
RIA
CRD#: 151462
SYRACUSE, NY
Current

August 14, 2026 - Present

HAZARD & SIEGEL, INC.

Office #1: 5793 Widewaters Parkway, Dewitt, NY 13214
BD
CRD#: 2048
DEWITT, NY
Past

October 13, 2021 - June 17, 2026

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
Fulton, NY
Past

January 23, 2020 - June 17, 2026

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
Fulton, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
H&
HAZARD & SIEGEL ADVISORY SERVICES LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA
Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/14/2026)
IAR
New York
(8/14/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/12/2021
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/25/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/23/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/5/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

H&
HAZARD & SIEGEL ADVISORY SERVICES LLC
HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA
Registered Investment Advisory firm - (10/26/2009 Approved)
Loading...

Contact information

Main Address
5793 Widewaters Parkway, Dewitt, NY 13214
Mailing Address
P.o. Box 157, Dewitt, NY 13214-0157
Phone number
(315) 414-0722
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts294
AUM (Assets Under Management)$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462Syracuse, NY 13204

TRUST BUT VERIFY

Monitor Jason Shannon

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Benjamin Pierce Stroh
Benjamin StrohAdvisorCheck Check Mark
PFS INVESTMENTS INC.
IAR
RR
SKANEATELES, NY
RA
Roman AuerbachAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
RR
SYRACUSE, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.