David I. Hildreth

ALTOS FINANCIAL MANAGEMENT

San Jose, CA 95117

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CRD#: 721633

Professional summary

David Ian Hildreth, CFA is a registered financial advisor currently at ALTOS FINANCIAL MANAGEMENT, LLC located in San Jose, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1980. David has worked at 9 firms and has passed the Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE AGENT WITH WWW.INSUREFORLESSMONEY.COM. BUSINESS IS NOT INVESTMENT RELATED. ADDRESS: 4100 MOORPARK AVENUE, SUITE 104, SAN JOSE, CA 95117. INSURANCE BROKERAGE FOR LIFE, HEALTH, LONG-TERM CARE, DISABILITY,FIXED ANNUITIES. OWNER. START DATE 05/24/2002. 2 HOURS PER MONTH. O HOURS DURING SECURITIES TRADING HOURS. I OPERATE AN ISURANCE BROKERAGE WHICH REBATES COMMISSIONS UNDER THE CALIFORNIA INSURANCE CODE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ian Hildreth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

June 27, 2012 - Present

ALTOS FINANCIAL MANAGEMENT, LLC

Office #1: 4100 Moorpark Ave Ste 104, San Jose, CA 95117

RIA

CRD#: 107602

San Jose, CA

Past

August 6, 1992 - July 29, 1996

BROKERAGE DESIGN & DEVELOPMENT, INC.

CRD#: 18204

ORANGE, CA

Past

November 19, 1989 - July 14, 1992

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

November 3, 1988 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

April 1, 1988 - November 3, 1988

CHRISTOPHER WEIL & COMPANY, INC

CRD#: 6566

GLENDALE, CA

Past

January 30, 1986 - April 4, 1988

JUDY & ROBINSON SECURITIES, INC

CRD#: 2378

Past

April 30, 1985 - January 8, 1986

CERTIFIED EQUITIES INCORPORATED

CRD#: 15257

Past

March 23, 1982 - March 14, 1985

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

December 18, 1980 - March 23, 1982

WADDELL & REED

CRD#: 866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/27/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 4/17/1982

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/2/1981

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/1980

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/3/1984

General Securities Principal Examination

Current Firm

ALTOS FINANCIAL MANAGEMENT, LLC

ALTOS FINANCIAL MANAGEMENT LLC | WWW.INSUREFORLESSMONEY.COM | ALTOS FINANCIAL MANAGEMENT, LLC

CRD#: 107602 / SEC#: 801-52394

RIA

Registered Investment Advisory firm - (9/7/2012 Terminated)

California

Registered Investment Advisory firm - (8/22/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4100 Moorpark Ave Ste 104, San Jose, CA 95117

Mailing Address

Phone number

(408) 249-7881

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 32,186,386

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David I. Hildreth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ian Hildreth's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROKERAGE DESIGN & DEVELOPMENT, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

CHRISTOPHER WEIL & COMPANY, INC

JUDY & ROBINSON SECURITIES, INC

CERTIFIED EQUITIES INCORPORATED

SOUTHMARK FINANCIAL SERVICES, INC.

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 7

Date: 4/17/1982

Series 22

Date: 2/2/1981

Series 6

Date: 12/16/1980

Series 24

Date: 1/3/1984

Current Firm

ALTOS FINANCIAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALTOS FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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