Joshua A. Gallogly

MILESTONES FINANCIAL

Columbus, OH

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CRD#: 7216216

Professional summary

Joshua A Gallogly, CFP® is a registered financial advisor currently at MILESTONES FINANCIAL located in Columbus, Ohio.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joshua has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sole proprietor, owner, landlord. Not investment related. Owner 100%. Owner-occupant 4-unit building under rep's SSN. Receive monthly rent. Start 9/1/12.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua A Gallogly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

October 7, 2021 - Present

MILESTONES FINANCIAL

RIA

CRD#: 316322

Columbus, OH

Past

February 28, 2020 - January 25, 2021

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

POWELL, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(10/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/30/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/28/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/21/2020

Securities Industry Essentials Examination

Current Firm

MILESTONES FINANCIAL

MILESTONES FINANCIAL | MILESTONES FINANCIAL LLC

CRD#: 316322 / SEC#:

Ohio

Registered Investment Advisory firm - (10/7/2021 Approved)

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Contact information

Main Address

Columbus, OH

Mailing Address

Phone number

(614) 349-1095

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Joshua A. Gallogly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua A Gallogly's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILESTONES FINANCIAL

FIRST HEARTLAND CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/30/2020

Series 7TO

Date: 2/28/2020

SIE

Date: 1/21/2020

Current Firm

MILESTONES FINANCIAL

Contact information

Documents

Red Flags

Company Information

MILESTONES FINANCIAL

TRUST BUT VERIFY

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