Jerry D. Chapman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Dean Chapman was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1980. Jerry had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 5 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2008 - February 28, 2017
QUESTAR ASSET MANAGEMENT, INC.
November 4, 2008 - February 28, 2017
QUESTAR CAPITAL CORPORATION
September 12, 2008 - October 15, 2008
FINANCE 500, INC.
July 8, 1997 - January 11, 2005
A. G. EDWARDS & SONS, INC.
December 9, 1983 - January 11, 2005
A. G. EDWARDS & SONS, INC.
January 13, 1983 - November 11, 1983
MORGAN STANLEY DW INC.
December 22, 1980 - January 31, 1983
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 2/21/1986
Interest Rate Options ExaminationCurrent Firm
QUESTAR ASSET MANAGEMENT, INC.
CRD#: 133358 / SEC#: 801-63747
Contact information
Red Flags
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