Jason A. Waugh
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
Las Vegas, NV 89135
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CRD#: 7215772
Professional summary
Jason Allen Waugh, CFP®, who also goes by Jason Waugh, is a registered financial advisor currently at CASSADY WEALTH & RETIREMENT PLANNING L.L.C. located in Las Vegas, Nevada and GRADIENT SECURITIES, LLC located in Henderson, Nevada.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Jason has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jason Waugh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CASSSADY WEALTH AND RETIREMENT PLANNING, LLC; INVESTMENT RELATED; HENDERSON, NV ; INSURANCE/INVESTMENT ADVISORY SERVICES; INSURANCE AGENT/INVESTMENT ADVISER REPRESENTATIVE; START 12/2020; 80 HOURS PER MONTH; 80 HOURS DURING TRADING HOURS; NAME USED FOR SECURITIES, ADVISORY AND INSURANCE SALES. 2. GRADIENT SECURITIES, LLC DBA CASSADY WEALTH AND RETIREMENT PLANNING; INVESTMENT-RELATED; ARDEN HILLS, MN; SECURITIES; REGISTERED REPRESENTATIVE; 01/2020; 80HRS/80HRS; SALES OF SECURITIES PRODUCTS. 3. CASSSADY WEALTH AND RETIREMENT PLANNING, LLC; INVESTMENT RELATED; 10799 W. TWAIN AVENUE, LAS VEGAS, NV 89135; 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON, NV 89052; INVESTMENT ADVISORY SERVICES; CHIEF COMPLIANCE OFFICER; START 11/2022; 20 HOURS PER MONTH; 20 HOURS DURING TRADING HOURS; MAINTAIN COMPLIANCE PROGRAM FOR RIA. 4. CASSADY LAW OFFICES; INV RELATED; INV RELATED; 10799 W. TWAIN AVENUE, LAS VEGAS, NV 89135; 2400 WEST HORIZON RIDGE PARKWAY, HENDERSON, NV 89052; ESTATE PLANNING; PARALEGAL; START 08/2023; 20 HOURS PER MONTH; 20 HOURS DURING SECURITIES TRADING HOURS; ESTATE PLANNING.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Allen Waugh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
December 1, 2020 - Present
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
Office #1: 10799 W. Twain Avenue, Las Vegas, NV 89135Office #2: 2400 W Horizon Ridge Pkwy, Henderson, NV 89052RIA
CRD#: 309710
Las Vegas, NV
Current
January 13, 2020 - Present
GRADIENT SECURITIES, LLC
Office #1: 2400 W Horizon Ridge Parkway, Henderson, NV 89052Office #2: 10799 W. Twain Avenue, Las Vegas, NV 89135RIA
BD
CRD#: 127701
Henderson, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
CRD#: 309710 / SEC#: 801-129764
RIA
Registered Investment Advisory firm - (3/25/2024 Approved)Arizona
Registered Investment Advisory firm - (3/29/2024 Terminated)Nevada
Registered Investment Advisory firm - (4/1/2024 Terminated)Texas
Registered Investment Advisory firm - (3/29/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/11/2023)
RR
California(8/6/2020)
RR
Colorado(11/18/2021)
RR
Nevada(1/21/2020)
IAR
Nevada(12/1/2020)
RR
Oklahoma(1/21/2020)
RR
Texas(1/21/2020)
IAR
Texas(1/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/13/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
CASSADY WEALTH & RETIREMENT PLANNING L.L.C.
CRD#: 309710 / SEC#: 801-129764
RIA
Registered Investment Advisory firm - (3/25/2024 Approved)Arizona
Registered Investment Advisory firm - (3/29/2024 Terminated)Nevada
Registered Investment Advisory firm - (4/1/2024 Terminated)Texas
Registered Investment Advisory firm - (3/29/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2400 W Horizon Ridge Pkwy, Henderson, NV 89052
Mailing Address
Phone number
(702) 650-4480
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 346 |
| AUM (Assets Under Management) | $ 155,768,876 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
